Obama Presidential Eligibility - An Introductory Primerhttp://people.mags.net/tonchen/birthers.htm IntroductionThe U.S. Constitution was adopted on September 17, 1787. Anyone born after that date must be a "natural born citizen" in order to be eligible to serve as president [01]. According to Dr. Lawrence Solum, a law professor at the University of Illinois College of Law, we know two things for sure about the meaning of "natural born citizen":
But what about everyone else? What about foreign-born children of U.S.-citizen parents? And what about U.S.-born children of non-citizen parents? They might be U.S. citizens by law, but are they natural born citizens? So far, Federal law, the Constitution and the courts have not answered these questions. In 2004, Senator Don Nickles predicted that, if these questions remain unanswered, they will someday become "a real issue": The definition of this term ["natural born citizen"] is an issue that has been debated in legal circles for years and has never been ruled on by the courts. Clarification is needed before this becomes a real issue. (Nickles) Senator Nickles' prediction has come true. Today, an increasing number of Americans are concerned that Barack Obama, whose father was not a U.S. citizen, might not be a "natural born citizen" and therefore might not be eligible, under the Constitution, to serve as president [03]. Members of the mainstream news media generally believe that all persons born in the United States are "natural born citizens", regardless of their parents' citizenship. But this belief, though widely held, is not consistent with what the Supreme Court has said regarding natural born citizenship, nor it is consistent with American and English history [04]. Six years after the 14th Amendment became part of the U.S. Constitution, the U.S. Supreme Court -- in Minor v. Happersett (1874) -- commented that, if you were born in the United States and both of your parents were U.S. citizens at the time of your birth, you are, without doubt, a natural born citizen. In the same case, the Supreme Court also remarked that, if you were born in the United States and your parents were not both U.S. citizens when you were born, your natural born citizenship is in doubt [05]. The Supreme Court has never resolved this "doubt" because, until now, there has never been any need to do so [06]. With only two exceptions, every U.S. president who was born after 1787, was born in the United States, of parents who were both U.S. citizens. The two exceptions were Chester Arthur and Barack Obama. When Chester Arthur ran for office in 1880, he lied to newspaper reporters about his family history (and later burned most of his family records), thereby obscuring the fact that, at the time of his (Chester's) birth, his father was not a U.S. citizen (Historical Breakthrough - Chester Arthur). President Obama publicly admits that his father was a Kenyan native who never became a U.S. citizen. At birth, President Obama acquired British/Kenyan nationality by descent from his father. Thus, the 2008 election was the first time in history that the United States knowingly elected a post-1787-born president whose parents were not both U.S. citizens. Moreover, 2008 was the first time that the U.S. knowingly elected a post-1787-born president who, in addition to being a U.S. citizen, was also a foreign national at birth. U.S.-born children of non-citizen parents are U.S. citizens by modern-day law, but there is unresolved doubt as to whether such children are Constitutional natural born citizens. This doubt is not based on the imaginings of tin-foil-hat-wearing conspiracy theorists on the lunatic fringe of society. This doubt comes from what the Supreme Court has actually said, as well as a variety of other historical and legal sources which are presented and discussed here. This Primer introduces the Obama Eligibility Controversy, in question-and-answer format, for a non-technical general audience. We've double-checked the facts presented here, cited their sources, and believe them to be correct. Please contact us if you find any material in this Primer that you believe to be inaccurate. Contents1. What is a "birther"?2. What are the eligibility requirements for president? 3. Why do birthers think Barack Obama might not be eligible to serve as president?
6. Does the birthers' viewpoint have any historical or legal merit? 7. What was the original purpose of the presidential "natural born citizen" requirement? 8. What is the difference between a "Constitutional" and a "statutory" natural born citizen? 9. Wouldn't the most recent modern-day statutory meaning of "natural born citizen" take precedence over the original Constitutional meaning? 10. If Obama is not a "Constitutional natural born citizen", so what? Why should anyone care? 11. Why has every birther lawsuit been denied or dismissed? 12. What is a 14th Amendment natural born citizen? 13. What was the originally intended meaning of "jurisdiction" in the 14th Amendment? 14. Doesn't the Wong Kim Ark decision make Obama a "natural born citizen"? 15. Doesn't the Julia Lynch case show that Obama is a "natural born citizen"? 16. What was "Calvin's Case"? 17. Did "natural born" imply exclusive allegiance at birth? 18. What was Vattel's "Law of Nations"? 19. What is the root of the "natural born citizen" debate? 20. When we put the pieces together, what do we get? 21. What's the "beef" with President Obama's birth certificate? 22. Didn't the State of Hawaii recently verify that President Obama was born in Hawaii? 23. Doesn't the mere existence of Barack Obama's original Hawaiian birth certificate prove that he was born in Hawaii? 24. Do birthers actually believe that President Obama was born in a foreign country? 25. If President Obama's birth certificate shows conclusively that he was born in Hawaii, would it end the eligibility controversy? 26. Aren't Obama eligibility challenges merely partisan attacks by Republicans against a Democratic president? 27. What is "Quo Warranto"? 28. What can we do? Footnotes References Acknowledgments Disclaimer Revisions Copyright 1. What is a "birther"?Originally, the term "birther" meant: someone who believes Obama was not born in Hawaii or that he's not a U.S. citizen. (Are you a birther?) According to a New York Times article (November 18, 2009) by Leslie Savan, the term "birther" was created by conservative bloggers Ed Morrissey and Steve Gilbert: But despite its usefulness for liberals, birther probably wasn't birthed by them. Birther seems to have been coined about a year ago, separately, by the conservative bloggers Ed Morrissey and Steve Gilbert. Last December, in dismissing the birth-certificate argument as a "canard," Gilbert wrote, "The 'birthers' are the new 'truthers.' " (Savan) David Weigel believes he was first to coin the term "birther": I think I originally coined the term "Birthers" to describe the people who think the state of Hawaii and its time travel machine are concealing the truth about Obama's birth on the roof of a mosque in Kenya. (Article by David Weigel) The New Oxford American Dictionary defines "birther" as: a conspiracy theorist who challenges President Obama's U.S. birth certificate. The Online Slang Dictionary defines "birther" as: a person who believes -- against evidence -- that Barack Obama was born outside of the United States (Online Slang Dictionary: birther). However, the original meaning of "birther" is no longer accurate, if it was ever accurate to begin with. Today, anyone who asks questions about Barack Obama's birthplace or presidential eligibility is labeled a "birther". Suspicions were what this issue is all about. ... And all the birther movement has been about almost from the start are suspicions. ... Birthers are American citizens who have suspicions... (Are you a birther?) This Primer defines "birther" as anyone who has unanswered suspicions concerning Barack Obama's eligibility to serve as president. Birthers have fact-based reasons to suspect that the circumstances of Barack Obama's birth -- for example, his British/Kenyan citizenship at birth -- are not consistent with the presidential eligibility requirements set forth in the U.S. Constitution. This definition of "birther" is based, in part, on a commentary, titled A Constitutional Crisis is Brewing, published on the birther website. As the birthers, we are pointing out that the conditions of Barack Hussein Obama, II's birth is [sic] not only important, but critical to the constitutional order of our Nation. (A Constitutional Crisis is Brewing) Birthers are people who are aware of facts -- not mere conjecture or speculation -- indicating that Barack Obama's legal status at birth might disqualify him from serving as president. The President's circumstances and activities after his birth -- his purported adoption and citizenship in Indonesia, his alleged use of a foreign passport, his apparent acquisition and use of multiple social security numbers, etc. -- are of interest, but are not the issues which define who the birthers are [07].
2. What are the eligibility requirements for president?Article II Section 1 of the U.S. Constitution states: No person except a natural born Citizen, or a Citizen of the United States, at the time of the Adoption of this Constitution, shall be eligible to the Office of President; neither shall any Person be eligible to that Office who shall not have attained to the Age of thirty-five Years, and been fourteen Years a Resident within the United States. This means that, in modern times, you cannot legitimately serve as president of the United States, unless you are:
Regarding the third requirement ("natural born citizen"), the Constitution makes a special exception for persons who became U.S. citizens before September 17, 1787, the date on which the U.S. Constitution was adopted. Such persons may serve as president, even if they are not natural born citizens [08]. Today, no one qualifies for this special exception. No one alive today was a citizen when the Constitution was adopted. In modern times, if you wish to be president, it is not enough to be a U.S. citizen -- you must be a U.S. natural born citizen.
3. Why do birthers think Barack Obama might not be eligible to serve as president?Birthers believe (or at least suspect) that Barack Obama is not a natural born citizen. They say that, in order to be a natural born citizen, you must meet two requirements: a birthplace requirement (you must be born in the United States), and a parental citizenship requirement (both of your parents must be U.S. citizens at the time of your birth). Birthers make two clarifying points regarding the parental citizenship requirement:
There is some question as to whether President Obama meets the birthplace requirement. Unsubstantiated rumors suggest he might have been born in Kenya [10]. There is also speculation that the President might have been born in Canada [11]. Far more importantly, Obama publicly acknowledges he does not meet the parental citizenship requirement. His father was a British/Kenyan citizen who never became a U.S. citizen. As a Kenyan native, Barack Obama Sr. was a British subject whose citizenship status was governed by The British Nationality Act of 1948. That same act governed the status of Obama Sr.'s children. ... In other words, at the time of his birth, Barack Obama Jr. was both a U.S. citizen (by virtue of being born in Hawaii) and a citizen of the United Kingdom and Colonies (or the UKC) by virtue of being born to a father who was a citizen of the UKC. (FactCheck.org: Does Barack Obama have Kenyan citizenship?) Birthers believe, based on their understanding of American and English history, that an individual must be U.S.-born of U.S.-citizen parents in order to be a natural born citizen. If the birthers' understanding is correct, Barack Obama is not a natural born citizen and is therefore not eligible to serve as president. But is the birthers' understanding correct? 4. Where should we begin looking for the original Constitutional meaning of "natural born citizen"?In this Primer, we begin by looking in places where the Constitutional meaning of "natural born citizen" is not found. Listed below are eight sources which do not adequately define "natural born citizen" as used in the U.S. Constitution.
Even though these sources do not have what we are looking for, we examine them first because they give us important clues, background information and context that we will need later. Our apologies in advance for the amount of material covered under Question 4, but the remainder of this Primer (questions 5 through 28) assumes that the reader is at least superficially familiar with the contents of sections 4.1 through 4.8 below. 4.1 Modern-day word usage: In the popular press and contemporary legal writings, the term "natural born citizen" is often construed to mean either (a) anyone who is a U.S. citizen at birth, or (b) anyone who is born in the United States. For example, Black's Law Dictionary defines "natural born citizens" as: Persons who are born within the jurisdiction of a national government, i.e. in its territorial limits, or those born of citizens temporarily residing abroad. (Black's Law Dictionary, 6th Ed., 1991) The modern-day "consensus" of opinion is that anyone born in the United States is a natural born citizen: Anyone born after the adoption of the U.S. Constitution in 1787 must be a "natural born Citizen" of the United States to constitutionally fill the office of President or Vice-President. ... Some debate exists as to the meaning of this phrase. Consensus exists that anyone born on U.S. soil is a "natural born Citizen." One may also be a "natural born Citizen" if, despite a birth on foreign soil, U.S. citizenship immediately passes from the person's parents. (Legal Information Institute: Natural Born Citizen) But the Supreme Court has never accepted this "consensus" opinion. On the contrary, in 1874 -- six years after the 14th Amendment became part of the U.S. Constitution -- the Supreme Court expressed "doubts" concerning the viewpoint that all persons born in the U.S. are natural born citizens, regardless of their parents' citizenship [05]. Since these doubts came from the Supreme Court, only the Supreme Court can resolve them. So far, it has not. According to Law professor, Dr. Lawrence Solum, there are only two things we know for sure about the Constitutional meaning of "natural born citizen":
Except for these two points, the meaning of "natural born citizen" remains unsettled and unclear [02]. 4.2 U.S. Constitution and Massachusetts Naturalization Acts: The U.S. Constitution, and the Naturalization Acts of Massachusetts (1776-1790), use the term "natural born citizen" but do not define it. According to the U.S. Supreme Court, the meaning of "natural born citizen" is not found in U.S. Constitution: The Constitution does not, in words, say who shall be natural-born citizens. Resort must be had elsewhere to ascertain that. (Minor v. Happersett, 1874) In 2008, the Senate passed a nonbinding resolution, expressing the opinion that John McCain is a natural born citizen [12]. The resolution acknowledged that "natural born citizen" is not defined in the U.S. Constitution [13]: Whereas the term 'natural born Citizen', as that term appears in Article II, Section 1, is not defined in the Constitution of the United States; (Senate Resolution 511) 4.3 U.S. Federal Law: No existing Federal law defines "natural born citizen"; and no existing Federal law specifies who is, and who is not, a "natural born citizen". Modern-day laws use the word "citizen", but the term "natural born citizen" does not appear in any existing Federal statute [14]. In 1790, Congress passed the Naturalization Act of 1790, which used the term "natural born citizen" in connection with foreign-born children of U.S.-citizen parents: And the children of citizens of the United States, that may be born beyond the sea, or out of the limits of the United States, shall be considered as natural born citizens (Naturalization Act of 1790) Five years later, Congress repealed the 1790 Act and replaced it with the Naturalization Act of 1795. In the 1795 Act, the words "natural born" were deleted, leaving just "citizens": ... and the children of citizens of the United States born out of the limits and jurisdiction of the United States, shall be considered as citizens of the United States. (Naturalization Act of 1795) Throughout history, Congress has enacted various laws that confer U.S. citizenship to certain children at birth. For example, the 1866 Civil Rights Act stated: All persons born in the United States and not subject to any foreign power, excluding Indians not taxed, are declared to be citizens of the United States (1866 Civil Rights Act) But after 1790, Congress never again passed any law containing the term "natural born citizen".
As of the time of this writing, there is no Federal statute that explicitly defines who is, and who is not, a natural born citizen. 4.4 English Common Law: A "subject" of a monarch is not the same thing as a "citizen" of a self-governing republic. Nevertheless, the meaning of "natural-born subject" under English common law might shed some light on the possible meaning of "natural born citizen" in the U.S. Constitution. During the eighteenth century, the population of England consisted of "subjects" and "aliens". Subjects had property ownership and inheritance rights; aliens did not. In 1787, when the U.S. Constitution was being written, there were four kinds of English "subjects":
The first three categories of subjects were called "natural-born subjects". All natural-born subjects, regardless of how they became natural-born subjects, had essentially the same property ownership and inheritance rights.
In Calvin's Case of 1608, the English Court of the King's Bench defined who were, and who were not, natural-born subjects by natural law. The Court's ruling was still in effect, and was part of English common law, when the U.S. Constitution was written [15]. The Chief Justice of the Court of Common Pleas, Sir Edward Coke (pronounced "cook"), wrote a comprehensive Report explaining the Court's decision in detail. Coke's Reports, as well as his four-volume Institutes of the Lawes of England, were well known and widely read in the English colonies in America [16]. When the U.S. Constitution was written, the Founding Fathers were undoubtedly aware of Calvin's Case and the definition of natural subjecthood that had emerged from it. In Calvin's Case (1608), the Court ruled that, except in special cases, a child was "subject born" (i.e., a natural-born subject by natural law) if two requirements were met: a birthplace requirement (the child had to be born within the king's realm), and a parental allegiance requirement (the child's parents had to be within the "allegiance" [17] or "obedience" of the king at the time of the child's birth). As Lord Coke explained: There be regularly (unless it be in special cases) three incidents to a subject born. 1. That the parents be under the actual obedience of the King. 2. That the place of his birth be within the King's dominion. And, 3. The time of his birth is chiefly to be considered; for he cannot be a subject born of one kingdom that was born under the ligeance of a King of another kingdom, albeit afterwards one kingdom descend to the King of the other. (Coke) In his New Abridgement of the Law (1736), Matthew Bacon gave this summation: All those are natural-born subjects whose parents, at the time of their birth, were under the actual obedience of our King, and whose place of birth was within his dominions. (Bacon, Matthew, p.77). Even if born on English soil, a child was not a natural-born subject unless, at the time of its birth, its parents were within the "allegiance", or "obedience", of the king. ... something more than mere birth within the realm was required. The parents had to be in actual obedience. (Parry) After reading Lord Coke's Report on Calvin's Case, the Founding Fathers undoubtedly understood that a child's legal status at birth depended, not only on the child's place of birth, but also on the parents' allegiance at the time of the child's birth [18]. A parent's allegiance (obedience) was determined as follows:
As a general rule, children born on English soil were English natural-born subjects. But there were exceptions to this rule. While characterizing these exceptions as "unimportant", Albert Venn Dicey (1835-1922) acknowledged that the underlying reason for these exceptions was that natural subjecthood stemmed from allegiance, not the place of one's birth: The exceptional and unimportant instances in which birth within the British dominions does not of itself confer British nationality are due to the fact that, though at common law nationality or allegiance in substance depended on the place of a person's birth, it in theory at least depended, not upon the locality of a man's birth, but upon his being born within the jurisdiction and allegiance of the king of England; and it might occasionally happen that a person was born within the dominions without being born within the allegiance, or, in other words, under the protection and control of the crown. (Albert Dicey, The Conflict of Laws, 1896, as quoted in U.S. v. Wong Kim Ark, 1898) In exceptional instances, birth on English soil did not confer English subjecthood. All of these exceptional instances were cases in which a child's parents were not within the allegiance of the king: Lord Coke ... laid down the principle that any person born within the king's dominion became the king's subject at birth, provided that his parents were at the time under the actual obedience of the king; this proviso excluded any child born in England whose father was at the time the ambassador to England of a foreign power, and any child of an enemy alien... but apart from these two exceptions all persons born in England are subjects of the king whatever their parentage, because (apart from these exceptions) aliens living in this country are protected by the king and therefore owe him local allegiance. ... Under English law, there were three ways by which someone could become a "natural-born subject" of the English king: by natural law, by statute, and by naturalization. According to the rule established by Calvin's Case (1608), you were a natural-born subject by natural law if you were born within the king's realm and your parents were within the king's allegiance or obedience at the time of your birth. Almost all children born in England were natural-born subjects by natural law, because almost all children born in England were born of parents who were within the king's allegiance. Nevertheless, the ruling in Calvin's Case made it very clear that birthplace alone did not confer subjecthood to anyone. If you were born on English soil but, at the time of your birth, your parents were not within the allegiance of the king, you were not a natural-born subject. (For a more detailed discussion of Calvin's Case, see Question 16). 4.5 English Urban Citizenship: In England and its colonies before the American Revolution, a "citizen" was someone who lived in a city, practiced a trade or conducted business in the city, and could vote and hold public office in that city. A citizen of an English or colonial American city was not the same thing as a citizen of a nation or state. Nevertheless, the rules governing English urban citizenship might provide a hint or clue as to the possible meaning of "natural born citizen" in the U.S. Constitution. Prior to the American Revolution, the population of England and its American colonies was divided into two groups: "subjects" and "aliens". Subjects had certain legal rights and privileges which aliens did not have. Aliens were sometimes called "strangers". English subjects were divided into two subgroups: free subjects and unfree subjects. Unfree subjects were sometimes called serfs, bondmen/bondwomen, indentured servants, or villeins. Unfree subjects were not slaves. Unfree subjects had legal rights which slaves did not have: One may be a villein in England, but not a slave. (Sir John Holt, Chief Justice of King's Bench, 1701, as quoted in Banks, pp.14-15) In England, your servile status (free or unfree) at birth depended on the status of your father at the time of your birth. If your father was "free" when you were born, you were "free" at birth. If your father was not "free" at the time of your birth, your status at birth was "unfree". ...Sir Edward Coke, in one of the great treatises on the English common law, the four volume Institutes of the Laws of England, wrote that if a bondman or serf (villein) marries a free woman, their children would be villeine [unfree], but if a bondwoman (niefe) married a free man, their children would be free. According to Lord Coke, the English common law rule, that the status of the child follows the father, is grounded in the notion of marital unity. Under common law the legal identity and status of a wife merged with that of her husband; they became one in the eyes of the law, and that one was the husband. Therefore, the legal status of the father naturally governs the legal status of the child. ... There were various ways by which a subject's status could change from free to unfree, or from unfree to free. But a subject's status at birth was the status of his father -- except that an illegitimate child was, at birth, "free" by default. Within a city or town, free subjects were further divided into "freemen" (citizens) and "foreigners" (non-citizens). The word "foreigner" sometimes means "alien" -- a person born in a foreign country, to non-English parents. But in the context of urban citizenship, a "foreigner" in a city or town was anyone, subject or alien, who was not a citizen of that city or town. English freemen (citizens) had certain rights and privileges, called Freedom of the City, which foreigners (non-citizens) did not have. These rights and privileges included "economic" freedom (the right to conduct business or practice a trade in the city) and "political" freedom (the right to vote and hold public office). Indeed, the importance of the freedom, i.e., the status of citizen, must not be underestimated... The citizen -- or freeman, as he was designated throughout the colonial period -- considered his citizenship a more highly prized right than does the average citizen of the present day. ...the title of freeman was not an empty one. Not only did it possess for him profound political significance, but it was the condition of his economic independence. Unless one were a freeman, he did not posses the right of suffrage, nor was he eligible to election to public office. Furthermore, non-freemen were not permitted to practice trades or carry on any business whatsoever. (Seybolt, p.3) The all-important dividing line among townsmen was between freemen and non-freemen. Freedom of the city involved both privileges and obligations set down in local ordinances and enforced in the Lord Mayor's Court. The effect of these ordinances was to provide the freemen, or citizenry, with a virtual monopoly over both political and economic affairs. Only freemen could hold civic office and only freemen could vote in municipal and parliamentary elections. (John Evans, as quoted by Luu, p.60) Webster defined "citizen" as: The native of a city, or an inhabitant who enjoys the freedom and privileges of the city in which he resides; the freeman of a city, as distinguished from a foreigner or one not entitled to its franchises. (Webster, as quoted by Spooner) In 18th-century England, most English subjects did not have suffrage (the right to vote). In rural areas, a subject could vote only if he owned property that produced at least 40 shillings per year of income. In a city or town (borough), a subject could vote only if he was a freeman ("citizen") of that city or town: There were two types of seats in the Commons: county and borough, the latter meaning that the constituency was a particular town. Typically, the right to vote was earned, for county constituencies, by owning land valued at forty shillings per year. In "freeman boroughs," one could vote by being a "freeman," in other words by being granted the town's "freedom" -- the right to carry on one's trade within its walls. (Olsen, p.6) There were several ways to obtain citizenship in an English city or town. The three most important were: birth, apprenticeship, and redemption.
Apprenticeship was the most-frequently-used pathway to urban citizenship: In sixteenth century London, for example, it has been estimated that 90 per cent of Londoners became citizens through apprenticeship (Withington, p.29) In Colonial American cities and towns, every young person who was not of "independent living" was either (a) an apprentice engaged in learning and mastering a trade, or (b) a bondsman, i.e., serf or slave (Seybolt, p.4). Young people who successfully completed their apprenticeships became, in adulthood, freemen (citizens) of their town or city. In England, you were eligible for apprenticeship only if, at the time of your birth, your parents were free English subjects. Prior to 1737, aliens and their children were barred from apprenticeship; the only way they could become freemen was through redemption: A primary qualification for apprenticeship was that a boy or girl should be of free condition and not a villein. ...no "foreigner" should be enrolled as an apprentice unless he first swore that he was a free man and not a serf, and later serf is defined as the son of a man who was a serf at the time the boy was born. We may take this to mean that if a villein became of free condition by residence, his sons born subsequently were eligible for apprenticeship, but that sons born previously, even if they became of free condition themselves, were excluded as having the taint of servile origin. ... From 1483 onwards the apprenticeship of alien-born children was frequently forbidden alike by company and City ordinance. (British History Online: Apprenticeship). In 1707, every freeman in New York City was required to take an oath, swearing that he will not take, as an apprentice, any child whose parents were either aliens (not English subjects) or bondmen (non-free): Ye shall Swear, That ... Ye shall take no Apprentice, but if he be free-born (that is to say) no Bond-man's Son, nor the Son of an Alien ... (Oath of a Freeman of the City of New York, 1707, as quoted by Seybolt, p.11). In summary, there was a difference between a "subject" of the English king and a "citizen" of an English (or colonial American) city or town. Subjects were politically passive members of English society. They had inheritance and property rights, but as a general rule, they did not activity participate in the government's decision making process. Most subjects could not vote or hold public office. Subjecthood, by itself, did not confer a "free" status; some subjects were serfs or villeins. The parental requirements for English subjecthood were minimal. It did not matter whether your parents were subjects or aliens, free or unfree, permanent residents or temporary visitors. As long as your parents were under the allegiance of the king at the time of your birth, you were, if born on English soil, an English subject at birth. Citizens, on the other hand, were politically active members of English society. They were free. They could vote and hold public office. The parental requirements of English citizenship were more stringent than those of English subjecthood. Throughout much of English history, you were eligible for apprenticeship (the primary means of acquiring citizenship) only if your father was a free subject (not a bondman and, prior to 1737, not an alien). You could claim citizenship by birth only if your father was a citizen at the time of your birth. 4.6 European Precedent: When the U.S. Constitution was written, continental (mainland) western Europe was comprised of states, each ruled by a strong individual leader or king. Embedded within each state were local communities (towns and villages). As a general rule, anyone who established his permanent residence (domicile) in a community, and owned property in the community, was a "member" or "citizen" of that community: Comparing practices in England, France, Germany, and northern Italy, Susan Reynolds concludes that a common heritage indeed existed in medieval Western Europe. ... In both towns and villages, community members were typically adult male heads of households who resided permanently in the jurisdiction. (Herzog, pp.170) As a general rule, an individual living under an eighteenth-century western European monarchy was both (a) a "subject" of a king, and (b) a "citizen" (member) of a local community. ...an important group of historians argues that the citizenship regime that evolved in Western Europe from the eleventh to the thirteenth century persisted with slight modification to the eighteenth century. According to this view, municipal communities continued to be associations of free individuals during the early modern period [1500-1800]. ... Community members -- usually identified as resident heads of households possessing property -- were allowed to use communal land and could actively participate in [local] decision making. Rather than changing, in the early modern period local citizenship was simply overshadowed by the appearance and consolidation of kingdoms. ... Although still members and citizens, individuals were now instituted first and foremost as subjects. (Herzog, pp.170-171) The relationship between subjecthood and citizenship varied from nation to nation:
In summary, when the U.S. Constitution was being written, there was no uniform citizenship "rule" that prevailed throughout continental (mainland) western Europe. Jus soli was the rule in some places but not others. Often, a child born in a particular city or state was not regarded as a native, subject or citizen of that city or state unless some other requirement -- parental residence, parental citizenship or parental allegiance -- was also met at the time of the child's birth. 4.7 Eighteenth Century Literature: We are not aware of any English-language literature which, prior to the writing of the Constitution, explicitly defined "natural born citizen". Nevertheless, the manner in which the English-language phrases "natural citizen" and "natural born citizen" were used during the 17th and 18th centuries might provide clues regarding the Constitutional meaning of "natural born citizen".
In the English translation (1606) of Bodin's Republique, Patsall's English translation (1774) of Institutio Oratoria, and in a later English translation (1797) of Vattel's Law of Nations, natural citizenship and natural born citizenship were not determined by birthplace alone, but also depended, to some extent, on parentage and/or upbringing. 4.8 U.S. Supreme Court: So far, the U.S. Supreme Court has not given a full or complete definition of "natural born citizen". In 1874, the Court mentioned the 1797 English-language Law of Nations definition of "natural born citizen": The Constitution does not, in words, say who shall be natural-born citizens. Resort must be had elsewhere to ascertain that. In 1874, the Supreme Court said, in effect:
In U.S. v. Wong Kim Ark (1898), the Supreme Court discussed birthright citizenship at length, but did not decide whether birthplace alone confers natural born citizenship. The Court ruled that Wong was a citizen, but did not rule that he was a natural born citizen. (For further discussion regarding Wong Kim Ark, see Question 14). To summarize, persons born in the U.S., of parents who are U.S. citizens, are definitely, without doubt, natural born citizens. The above-listed sources do not establish conclusively, one way or the other, whether natural born citizenship extends to U.S.-born children of non-citizen parents. They do indicate, however, that, in eighteenth century America, England and continental Europe, one's legal status at birth often depended not only on one's place of birth but also, to some extent, on the status and condition of one's parents at the time of one's birth.
5. In a nutshell, what is the Obama eligibility controversy?The following information comes directly from Barack Obama's "Fight the Smears" website: When Barack Obama Jr. was born on Aug. 4, 1961, in Honolulu, Kenya was a British colony, still part of the United Kingdom's dwindling empire. As a Kenyan native, Barack Obama Sr. was a British subject whose citizenship status was governed by The British Nationality Act of 1948. That same act governed the status of Obama Sr.'s children. Since Sen. Obama has neither renounced his U.S. citizenship nor sworn an oath of allegiance to Kenya, his Kenyan citizenship automatically expired on Aug. 4, 1982. (FactCheck.org, as quoted in Obama's "Fight the Smears" webpage regarding his birth certificate, emphasis added). The above information raises this question: If Barack Obama was born in the United States but, at the time of his birth, his father was a citizen of a foreign country and not a U.S. citizen, does Barack Obama meet the Constitutional "natural born citizen" requirement for presidency? Obama eligibility supports say "Yes". They believe there are only two kinds of American citizens: naturalized and natural born. A naturalized citizen is someone who becomes a citizen after his or her birth, through a legal process called "naturalization". A natural born citizen is anyone who is a U.S. citizen at birth. Since President Obama was born in the United States and was therefore a U.S. citizen at the time of his birth, he is a natural born citizen, regardless of his parents' citizenship. Birthers say "No". They believe that, when the Constitution was written, the term "natural born citizen" referred to individuals who were, at birth, citizens of the United States only and were not citizens at birth of any other country. Some children are born with dual nationality. They acquire U.S. citizenship at birth; they also acquire foreign citizenship at birth, either from their birthplace or by descent from their parents. While these children are U.S. citizens at birth, they are not natural born citizens. In order to be a natural born citizen of the United States, you must not be a citizen, at birth, of any foreign country; which means, you must be born in the United States, of parents who were exclusively U.S. citizens at the time of your birth. Thus we have two opposing viewpoints regarding the meaning of "natural born citizen". Which one is correct? So far, the Supreme Court has not answered this question because, until now, there was no reason to. Now, the Supreme Court needs to do its job and answer the question.
6. Does the birthers' viewpoint have any historical or legal merit?Birthers say that, in order to be a natural born citizen, you must be born in the United States and both of your parents, at the time of your birth, must be U.S. citizens. Birthers support their viewpoint with the following information:
This information does not prove the birthers' case. But it show that birthers have a rational basis for questioning Barack Obama's presidential eligibility.
7. What was the original purpose of the presidential "natural born citizen" requirement?In Alexander Hamilton's first draft of the U.S. Constitution, an individual was eligible to serve as president if he or she was either (a) a U.S. citizen when the Constitution was adopted, or (b) a U.S. citizen by birth: No person shall be eligible to the office of President of the United States unless he be now a citizen of one of the States, or hereafter be born a citizen of the United States. (Works of Alexander Hamilton, page 407). The problem was that the phrase, "born a citizen of the United States," did not protect the presidency from foreign influence. Someone who was "born a citizen of the United States" might also be, at birth, a citizen or subject of a foreign country. Dual citizenship: When the thirteen colonies became independent States, each State had the right to decide, for itself, the citizenship status of any child that was either (a) born in that State, or (b) born of parents who were citizens of that State. Any child who was "born a citizen" of a State, according to the laws of that State, was automatically a citizen of the United States [26]. Each State had the right to grant "citizenship by birth" to:
Such children might be born with dual nationality. The child might be, at birth, both a citizen of the State and a citizen or subject of a foreign country. For example, when the U.S. Constitution was being written, a child was an English subject at birth if such child was either (a) born in the U.S., of English parents, or (b) born in England, of U.S. citizen parents. Depending on the applicable State law, it was possible that someone who was "born a citizen" of a State might also be a British subject at birth. ...children and grandchildren, born of British parents in foreign countries, are British-born subjects; yet these, no doubt, by the laws of the respective foreign countries, are also deemed natural-born subjects there. I am aware of the difficulties which such persons may labor under with these double claims of allegiance upon them. ...the king cannot reckon upon the full and absolute obedience of such persons, because they owe another fealty besides that due to him... (Reeve, emphasis added) John Jay's Letter: In a letter to George Washington (July 25, 1787), John Jay (1745-1829) suggested that term "born a citizen" in the draft Constitution be changed to "a natural born citizen". Jay's stated reason for the change was to "check" (prevent) "the admission of foreigners into the administration": Permit me to hint whether it would not be wise and seasonable to provide a strong check to the admission of foreigners into the administration of our national government; and to declare expressly that the command in chief of the American army shall not be given to, nor devolve on any but a natural born citizen. (John Jay, Letter to George Washington, 25 July 1787) John Jay believed, and the Framers of the Constitution agreed, that foreigners should be barred from the presidency. St. George Tucker (1752-1827) explained why: That provision in the constitution which requires that the president shall be a native-born citizen (unless he were a citizen of the United States when the constitution was adopted) is a happy means of security against foreign influence, which, wherever it is capable of being exerted, is to be dreaded more than the plague. The admission of foreigners into our councils, consequently, cannot be too much guarded against... To have added a [foreign] member to this sacred family in America, would have invited and perpetuated among us all the evils of Pandora's Box. (St. George Tucker, as quoted in Madison(2008)) According to U.S. Supreme Court Justice Joseph Story (1779-1845), early patriots were eligible to be president, even though they were naturalized citizens and not natural born citizens. But after their generation passed away, only natural born citizens were eligible to be president. The reason for this "natural born citizen" requirement was to "cut off all chances" of foreign influence in the presidency. It is indispensable, too, that the president should be a natural born citizen of the United States; or a citizen at the adoption of the constitution, and for fourteen years before his election. Precedent for foreign exclusion: It was not unusual for a nation to exclude foreigners from its highest levels of government. The Jewish Torah, for example, prohibited the appointment of a foreigner as king: One from among your brethren you shall set as king over you; you may not put a foreigner over you, who is not your brother. (Deuteronomy 17:15, RSV) In 1701, the English Parliament passed a law barring from public office any person who was not an English subject at birth: ...no person born out of the Kingdoms of England, Scotland, or Ireland, or the dominions thereunto belonging (although he be naturalized or made a denizen), except such as are born of English parents, shall be capable to be of the Privy Council, or a member of either House of Parliament, or to enjoy any office or place of trust, either civil or military, or to have any grant of lands, tenements or hereditaments from the Crown, to himself or to any other or others in trust for him; (Act of Settlement, 1701) It did not matter how loyal you were to the English king. It did not matter that you had completely renounced all foreign ties and allegiances. It did not matter that you had sworn an oath of exclusive allegiance to the king. If you were a foreigner at the time of your birth, you were not eligible to hold any public office in England, even if you were no longer a foreigner under English law. Limited Scope: Natural born citizenship is acquired only at birth [28]. Therefore, the presidential natural born citizenship provision, in the Constitution, cannot prevent the inauguration of a president who had developed foreign ties after she or he was born. At most, the provision only excludes persons who were foreigners at birth. When the Constitution was written, there were only two ways that a child could be a foreigner at birth:
If you were born in the United States and your parents were exclusively U.S. citizens at the time of your birth, you were, without doubt, completely free of foreign influence at birth -- you were, without doubt, not a foreign citizen at birth and not under any foreign legal jurisdiction at birth. On the other hand, if you were born outside of the United States or if your parents were not exclusively U.S. citizens when you were born, you might have been, at birth, both a U.S. citizen and a "foreigner", i.e., a citizen or subject of foreign country. The Founding Fathers undoubtedly understood that the presidential natural born citizen provision would be of limited effect. Since natural born citizenship is acquired only at birth and cannot be acquired after birth, the provision would have no effect on persons who became foreigners after they were born. The provision would, at most, only exclude persons who were, in some way, linked to a foreign government at birth. But in order for the provision to accomplish even this narrow and limited purpose (the exclusion of people who had foreign ties at birth), the term "natural born citizen" had to mean someone who was, at birth, a citizen of the United States exclusively, and was, at birth, not a citizen or subject of any other country. In other words, the term "natural born citizen" had to mean "born in the U.S., of exclusively-U.S.-citizen parents". Otherwise, John Jay's suggested wording change -- from "born a citizen" to "natural born citizen" -- would make little sense. It would not disallow the inauguration of a president who, though "born a citizen" of the United States, was also a "foreigner" -- i.e., a subject or citizen of a foreign country -- at the time of her or his birth.
8. What is the difference between a "Constitutional" and a "statutory" natural born citizen?"Constitutional natural born citizen" refers to the term "natural born citizen" when it appears in the Constitution or in a Constitution-related document such as a Supreme Court decision. It refers to the meaning of "natural born citizen" in the Constitution, whatever the Supreme Court ultimately decides such meaning to be. "Statutory natural born citizen" refers to someone who is deemed a "natural born citizen" as a result of a Federal or State law. Currently, there is no Federal law that explicitly defines "natural born citizen" or explicitly conveys "natural born citizenship" to anyone. However, existing laws are sometimes understood or interpreted as conveying natural born citizenship to certain individuals at birth. At this point, we do not pass judgment on these understandings and interpretations. We merely say that, if someone is deemed to be a "natural born citizen" pursuant to a law or statute, we refer to such person as a "statutory natural born citizen". A statutory natural born citizen is not necessarily the same thing as a Constitutional natural born citizen. The U.S. State Department warns against confusing the two concepts: ...the fact that someone is a natural born citizen pursuant to a statute does not necessarily imply that he or she is such a citizen for Constitutional purposes (Top of page 9, in U.S. Department of State Foreign Affairs Manual -- 7 FAM 1130) If we were to define "natural born citizen" to mean anyone who is a "citizen at birth", our definition of "natural born citizen" would be statutory because it would depend on the statute or law which defines "citizen at birth". Under existing law, all children born in the United States (except the children of foreign diplomats) are "citizens at birth". Therefore, under existing law, almost all children born in the U.S. -- including children of illegal immigrants -- could be regarded as statutory natural born citizens. H.R.1940, also known as the Birthright Citizenship Act of 2007, would change the existing law so that it would no longer grant "citizenship at birth" to children of illegal immigrants. If Congress were to pass H.R.1940, it would alter the meaning of "citizen at birth", and therefore would alter our statutory definition of natural born citizen. If H.R.1940 were enacted, the U.S.-born children of illegal immigrants could no longer be regarded as statutory natural born citizens. To summarize:
9. Wouldn't the most recent modern-day statutory meaning of "natural born citizen" take precedence over the original Constitutional meaning?Not necessarily. The only proper and legitimate means of changing the Constitution is the Constitutional Amendment process. Congress cannot change the Constitution by simply passing a law. Nor can the Constitution be changed by someone's understanding or interpretation of an existing law. Neither Congress nor society can change the meaning of the Constitution by redefining a word or term that the Constitution uses. As the U.S. State Department has warned (see Question 8), we cannot assume that "natural born citizen" by modern-day statute or modern-day word usage is the same thing as "natural born citizen" in the Constitution.
10. If Obama is not a "Constitutional natural born citizen", so what? Why should anyone care?Understandably, some Americans question the wisdom of "enforcing the law" and "upholding the Constitution" when the specific requirement being upheld or enforced seems to be an antiquated technicality. As long as Barack Obama is doing his job as president, why should his parents' citizenship matter? Obama was elected president, not his parents. His parents passed away many years ago, so how is their citizenship relevant? Is enforcing a parental citizenship requirement really worth the horrific political chaos and unimaginable governmental disruption that might result if Obama were found to be ineligible? Birthers make three points:
11. Why has every birther lawsuit been denied or dismissed?So far, every lawsuit challenging Obama's presidential eligibility has been either denied without comment or dismissed on a technicality -- lack of standing, lack of jurisdiction, mootness, etc. So far, neither the Supreme Court nor any other court has considered, in an open hearing, the actual substance or merit of any of these cases. Although some judges have expressed personal opinions, or dicta, regarding Obama's eligibility, no court -- as of the time of this writing -- has ruled on whether or not Barack Obama is a Constitutional natural born citizen.
12. What is a 14th Amendment natural born citizen?Obama eligibility supporters have, on occasion, argued that the 14th Amendment, adopted in 1868, implicitly redefined, or at least clarified, the meaning of "natural born citizen"; and under this new or clarified meaning, Barack Obama is a "natural born citizen". The 14th Amendment citizenship clause states: All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. (Constitution - Amendment 14) Before the 14th Amendment was enacted, each State had the right to determine the citizenship of children born within its borders. Anyone who became a citizen of a State automatically became a citizen of the United States [26]. The 14th Amendment citizenship clause describes a category of people, which we call the "14th Amendment Citizen" (14AC) class. This 14AC class consists of every person who (a) was born or naturalized in the United States, and (b) was subject to U.S. jurisdiction at the time of his or her birth or naturalization. The 14th Amendment requires every State to recognize, as U.S. citizens, all persons belonging to the 14AC class. Each State may grant or deny citizenship to non-14AC people. But the 14th Amendment prohibits any State from denying citizenship-related rights, privileges and benefits to 14AC-class members. The citizenship clause of the 14th Amendment only mentions citizens. It does not mention natural born citizens. Nevertheless, Obama eligibility supporters have argued that the 14th Amendment implies that a "natural born citizen" is anyone who meets two requirements:
The argument goes as follows: Barack Obama was born in Hawaii, which was, in 1961, a part of the United States. Therefore he met the first requirement. His mother was a U.S. citizen; and his father, though not a U.S. citizen, was nevertheless in the United States legally. Therefore, Barack Obama, at the time of his birth, was under the territorial and legal jurisdiction of the United States, and thus met both requirements of natural born citizenship according to the 14th Amendment. Birthers raise three objections to the "14th Amendment natural born citizen" argument:
(1) Originally intended meaning of "jurisdiction": According to transcripts of the Congressional debates regarding the 14th Amendment, the word "jurisdiction", as used in the 14th Amendment, means sole and complete U.S. jurisdiction, i.e., not subject to any foreign power. President Obama admits that his citizenship status at birth was "governed" by the laws of a foreign country. Since the President's birth was not subject to sole and complete U.S. jurisdiction, he does not qualify for citizenship under the 14th Amendment. President Obama might be a U.S. citizen at birth by modern-day statute, but he is not a U.S. citizen at birth according to the originally intended meaning of the 14th Amendment. (See Question 13). (2) Marbury v. Madison (1803): The "14th Amendment natural born citizen" argument is not consistent with the Supreme Court's opinion in Marbury v. Madison (1803). In that opinion, Chief Justice Marshall stated: It cannot be presumed that any clause in the constitution is intended to be without effect; and therefore such construction is inadmissible, unless the words require it. (Marbury v. Madison, 1803) All persons are subject to U.S. legal and territorial jurisdiction while they are in the United States. If the word "jurisdiction", in the 14th Amendment, is interpreted to mean territorial and legal jurisdiction only, then all persons born or naturalized in the United States are automatically under U.S. jurisdiction at the time of their birth or naturalization. This would mean that the phrase, "subject to the jurisdiction thereof," is redundant and without any unique effect. In the Fourteenth Amendment, there are two requirements: birth or naturalization in the United States and within the jurisdiction of the United States. If all persons who are born in the United States were ipso facto born within its jurisdiction, then the jurisdiction clause would be rendered superfluous. But a singular requirement of a written constitution is that no interpretation can render any part of the constitution to be without force or meaning. (Erler, pp.191-192) According to Chief Justice Marshall, we cannot interpret the Constitution in a manner that renders a portion of the Constitution to be without effect. In order to have any effect, the word "jurisdiction", in the 14th Amendment, must mean something more than territorial and legal jurisdiction only [29]. (3) Implicit Supreme Court rejection: Birthers point out that the Supreme Court has implicitly rejected the "14th Amendment natural born citizen" argument. In Minor v Happersett (1874), the Supreme Court said that the meaning of "natural born citizen" is not found in the U.S. Constitution: The Constitution does not, in words, say who shall be natural-born citizens. Resort must be had elsewhere to ascertain that. (Minor v Happersett, 1874) In 1898, the Supreme Court repeated the same point -- that the meaning of "natural born citizen" cannot be determined from the U.S. Constitution alone: The Constitution of the United States, as originally adopted, uses the words "citizen of the United States," and "natural-born citizen of the United States." ... The Constitution nowhere defines the meaning of these words, either by way of inclusion or of exclusion, except insofar as this is done by the affirmative declaration that "all persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States." In this as in other respects, it must be interpreted in the light of the common law, the principles and history of which were familiarly known to the framers of the Constitution. (U.S. v. Wong Kim Ark, 1898) In Minor v. Happersett (1874) and in U.S. v. Wong Kim Ark (1898), the Supreme Court rejected the notion that the meaning of "natural born citizen" can be ascertained from the Constitution, without reference to legal and historical sources outside the Constitution. When both cases were decided, the 14th Amendment (ratified in 1868) was part of the Constitution; thus, if the meaning of "natural born citizen" is not found in the Constitution, it is not found in the 14th Amendment.
13. What was the originally intended meaning of "jurisdiction" in the 14th Amendment?On April 9, 1866, Congress passed the Civil Rights Act of 1866, which stated: All persons born in the United States and not subject to any foreign power, excluding Indians not taxed, are declared to be citizens of the United States (1866 Civil Rights Act) Two months later, Congress completed the 14th Amendment and presented it to the States for ratification: The United States Congress proposed the Fourteenth Amendment on June 13, 1866 and on July 9, 1868, three-fourths of the states (28 of 37) had ratified the amendment. (Wikipedia: Fourteenth Amendment) The 14th Amendment stated: All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside. (Constitution - Amendment 14) Since Congress proposed the 14th Amendment only two months after it passed the Civil Rights Act of 1866, it is unlikely that the meaning of "subject to the jurisdiction thereof" (in the 14th Amendment) contradicted the meaning of "not subject to any foreign power" (in the 1866 Civil Rights Act). If someone was subject to a foreign power at birth, it is unlikely that the 14th Amendment and the 1866 Civil Rights Act would have treated him or her differently. It is unlikely that the 14th Amendment would have granted citizenship to an individual whom the 1866 Civil Rights Act would have denied citizenship to. The 1866 Congressional debates confirm that the two citizenship clauses -- the one in the 14th Amendment, and the one in the 1866 Civil Rights Act -- were intended to have the same meaning and effect. During those debates, the primary framers of the 14th Amendment citizenship clause, Sen. Jacob Howard and Sen. Lyman Trumbull, made it clear that "jurisdiction", as used in the 14th Amendment, means sole and complete U.S. jurisdiction, i.e., not subject to any foreign power: Sen. Lyman Trumbull: The provision is, that "all persons born in the United States, and subject to the jurisdiction thereof, are citizens." That means "subject to the complete jurisdiction thereof." What do we mean by "complete jurisdiction thereof?" Not owing allegiance to anybody else. That is what it means. In 1873, the Supreme Court said that the U.S.-born children of foreign citizens are not subject to U.S. jurisdiction, therefore are not U.S. citizens under the 14th Amendment: 'All persons born or naturalized in the United States, and subject to the jurisdiction thereof, are citizens of the United States and of the State wherein they reside.' ... The phrase, 'subject to its jurisdiction' was intended to exclude from its operation children of ministers, consuls, and citizens or subjects of foreign States born within the United States. (Slaughter-House Cases, 1873) In 1884, the Supreme Court reiterated that an individual is a 14th Amendment citizen only if the United States has complete jurisdiction over such individual at the time of her or his birth or naturalization: The persons declared to be citizens are "all persons born or naturalized in the United States, and subject to the jurisdiction thereof." The evident meaning of these last words is not merely subject in some respect or degree to the jurisdiction of the United States, but completely subject to their political jurisdiction and owing them direct and immediate allegiance. And the words relate to the time of birth in the one case, as they do to the time of naturalization in the other. Persons not thus subject to the jurisdiction of the United States at the time of birth cannot become so afterwards except by being naturalized... (Elk v. Wilkins, 1884) Sole and complete U.S. jurisdiction was a core requirement for 14th Amendment citizenship. The 14th Amendment granted citizenship to emancipated slaves and their descendants, because they were, and have always been, under sole and complete U.S. jurisdiction. Native American Indians were subject to tribal jurisdiction and thus were not under sole and complete U.S. jurisdiction. Thus the 14th Amendment did not grant citizenship to American Indians, even though virtually all American Indians were born in the United States. On his web site, President Obama claims that his father was a British subject and that, in 1961, the citizenship status of children of British subjects was "governed" by the British Nationality Act of 1948. Thus Obama's citizenship status, at birth, was "governed" by British law, in addition to U.S. law. If Obama's citizenship status at birth was "governed" by the laws of a foreign country, how could he, at birth, be subject to sole and complete U.S. jurisdiction, which is an essential requirement for 14th Amendment citizenship?
14. Doesn't the Wong Kim Ark decision make Obama a "natural born citizen"?Wong Kim Ark was born in the United States in 1873. His parents were Chinese immigrants and permanent legal residents of the United States, but were not U.S. citizens. In U.S. v. Wong Kim Ark (1898), the Supreme Court ruled, in a 6 to 2 decision, that Wong was a U.S. citizen at birth: The evident intention, and the necessary effect, of the submission of this case to the decision of the court upon the facts agreed by the parties were to present for determination the single question stated at the beginning of this opinion, namely, whether a child born in the United States, of parent of Chinese descent, who, at the time of his birth, are subjects of the Emperor of China, but have a permanent domicil and residence in the United States, and are there carrying on business, and are not employed in any diplomatic or official capacity under the Emperor of China, becomes at the time of his birth a citizen of the United States. For the reasons above stated, this court is of opinion that the question must be answered in the affirmative. (Horace Gray, Majority Opinion, U.S. v. Wong Kim Ark, 1898) The Wong Kim Ark case does not directly apply to Barack Obama's presidential eligibility, for two reasons:
In the majority opinion, Justice Horace Gray cited sources which seem to suggest natural born citizenship requires something more than birth on U.S. soil. For example, he quoted the following from Minor v. Happersett (1874): At common law, with the nomenclature of which the framers of the Constitution were familiar, it was never doubted that all children, born in a country of parents who were its citizens, became themselves, upon their birth, citizens also. These were natives, or natural-born citizens, as distinguished from aliens or foreigners. Some authorities go further, and include as citizens children born within the jurisdiction, without reference to the citizenship of their parents. As to this class, there have been doubts, but never as to the first. For the purposes of this case, it is not necessary to solve these doubts. (Minor v. Happersett (1874), as quoted in U.S. v. Wong Kim Ark (1898)) Justice Gray also quoted from an article, by Horace Binney, which used the term "natural born" in connection with a child of a U.S. citizen, but not in connection with a U.S.-born child of an alien. In Binney's opinion, both children were U.S. citizens, but only the U.S.-born child of a citizen was labeled "natural born": The right of citizenship never descends in the legal sense, either by the common law or under the common naturalization acts. It is incident to birth in the country, or it is given personally by statute. The child of an alien, if born in the country, is as much a citizen as the natural born child of a citizen, and by operation of the same principle. (Horace Binney, as quoted in U.S. v. Wong Kim Ark (1898)) Nevertheless, Obama eligibility supporters argue that, even though the Court did not hold that natural born citizenship is determined by birthplace alone, Justice Gray's reasoning leads to that conclusion.
Based on these and other considerations, some Obama eligibility supporters have argued that Justice Gray's reasoning, when carried to its logical conclusion, supports their viewpoint that natural born citizenship is determined by birthplace alone, without regard to parental citizenship. English Common Law: In U.S. v. Wong Kim Ark, the Court's reasoning was based largely on the English common law "rule" that, generally speaking, children born on English soil were, at birth, English natural-born subjects, regardless of whether their parents were subjects or aliens. According to the majority's opinion, this "rule" of English common law was "in force" when the U.S. Constitution was being written and thereafter "continued to prevail" in the United States: It thus clearly appears that by the law of England for the last three centuries, beginning before the settlement of this country, and continuing to the present day, aliens, while residing in the dominions possessed by the crown of England, were within the allegiance, the obedience, the faith or loyalty, the protection, the power, and the jurisdiction of the English sovereign; and therefore every child born in England of alien parents was a natural-born subject, unless the child of an ambassador or other diplomatic agent of a foreign state, or of an alien enemy in hostile occupation of the place where the child was born. The same rule was in force in all the English colonies upon this continent down to the time of the Declaration of Independence, and in the United States afterwards, and continued to prevail under the constitution as originally established. (Page 169 U. S. 658, U.S. v. Wong Kim Ark, 1898) In his dissenting opinion, Justice Fuller argued that the majority was factually incorrect on this point. Regarding the "rule" of English common law, the minority and majority disagreed, not over a legal issue, but over a matter of historical fact: And it is this rule, pure and simple, which it is asserted determined citizenship of the United States during the entire period prior to the passage of the act of April 9, 1866, and the ratification of the Fourteenth Amendment, and governed the meaning of the words "citizen of the United States" and "natural-born citizen" used in the Constitution as originally framed and adopted. I submit that no such rule obtained during the period referred to, and that those words bore no such construction... (Justice Fuller, Dissenting Opinion, Wong Kim Ark, 1898) Federalist Blog author, P.A. Madison, argues that Justice Fuller was correct. When the original thirteen colonies gained their independence and became States, many of them retained aspects of English common law for their own purposes. But English common law did not "continue to prevail" at the Federal or national level (Madison(2006)). George Mason (1725-1792), called the "Father of the Bill of Rights" and considered one of the "Founding Fathers" of the United States, is widely quoted as saying: The common law of England is not the common law of these states. (Debate in Virginia Ratifying Convention, 19 June 1788) In 1884, the following commentary appeared in the prestigious American Law Review: In Wheaton v. Peters, the Supreme Court say: "It is clear there can be no common law of the United States. The Federal government is composed of twenty-four sovereign and independent states, each of which may have its local usages, customs and common law. There is no principle which pervades the Union and has the authority of law, that is not embodied in the constitution or laws of the Union. The common law could be made a part of our Federal system only by legislative adoption." ... In a recent speech to the Federalist Society, Supreme Court Justice Antonin Scalia confirmed that English common law did not "control" at the national or Federal level after the United States gained its independence from Great Britain: The common law is gone. The federal courts never applied the common law and even in the state courts it's codified now. (Audio/Video: Justice Scalia speech, Nov 22, 2008) Original Intent: In delivering the majority opinion in U.S. v. Wong Kim Ark, Justice Gray admitted that he had "presumed" that the phrase "subject to the jurisdiction thereof", in the 14th Amendment, meant territorial and legal jurisdiction only. Evidence regarding the Framers' original intent, as expressed during the Congressional debates over the 14th Amendment, was deemed "not admissible". The words 'in the United States, and subject to the jurisdiction thereof,' in the first sentence of the fourteenth amendment of the constitution, must be presumed to have been understood and intended by the congress which proposed the amendment ... as the equivalent of the words 'within the limits and under the jurisdiction of the United States'... Doubtless, the intention of the Congress which framed and of the States which adopted this Amendment of the Constitution must be sought in the words of the Amendment, and the debates in Congress are not admissible as evidence to control the meaning of those words. (Wong Kim Ark, 1898). The Supreme Court did not consider evidence showing that the originally intended meaning of "jurisdiction" was sole and complete jurisdiction. (For a discussion of the originally intended meaning of "jurisdiction" in the 14th Amendment, see Question 13). According to the Federalist Blog, the Court's refusal to consider such evidence was "inexcusable": A refusal to consider reliable evidence of original intent in the Constitution is no more excusable than a judge's refusal to consider legislative intent. (Justice John Paul Stevens, as quoted by Madison(2006)) Chester Arthur: Wong Kim Ark's circumstances, though different from Barack Obama's, were similar to those of President Chester Arthur. Mr. Wong and President Arthur were born in the United States. When each was born, his father was a permanent legal U.S. resident but not a U.S. citizen. Chester Arthur became vice president in 1880, and became president after James Garfield was assassinated in 1881. At the time, the general public was unaware that, when Chester Arthur was born in 1829, his father, William Arthur, was a British subject and not a U.S. citizen (Historical Breakthrough - Chester Arthur). Therefore Chester's natural born citizenship and presidential eligibility were in doubt. Prior to 1898, there were two cases in which an elected Federal official was found to be constitutionally ineligible to the office he was holding: Senator Albert Gallatin (1793), and Senator James Shields (1849). In both cases, the ineligible official was removed from office, and every official action that he took while in office was nullified and erased. Thus, in 1898, if the general public had learned of Chester Arthur's dual citizenship at birth, and if the ensuing public hearings had determined that he was ineligible, all of his judicial appointments might have been reversed. During his three-year presidency, Chester Arthur made 19 judicial appointments: two to the Supreme Court, four to United States circuit courts, and thirteen to the United States district courts. In 1882, he appointed Samuel Blatchford and Horace Gray to the U.S. Supreme Court. President Arthur also appointed David Josiah Brewer to the U.S. 8th Circuit Court in 1884. In 1889, President Harrison appointed Brewer to the U.S. Supreme Court. Blatchford died in 1893. When the Wong Kim Ark case was decided in 1898, two members of the Supreme Court -- Horace Gray and David Brewer -- had been Arthur appointees at some point during their careers. Both voted with the majority in the Wong Kim Ark case. Did Chester Arthur's uncertain eligibility influence the Supreme Court's reasoning in U.S. v. Wong Kim Ark? The Court did not rule that Wong was a natural born citizen. But according to some Obama eligibility supporters, the Court's reasoning seems to imply that all children born in the United States (except the children of foreign diplomats and alien enemies) are natural born citizens, which would mean that Chester Arthur was a natural born citizen and thus eligible to serve as president. Was the Supreme Court's reasoning in U.S. v. Wong Kim Ark influenced by a desire to implicitly grant natural born citizenship posthumously to Chester Arthur, so as to retroactively legitimize his presidency and thereby protect the legacies and careers of his judicial appointees? (Wrotnowski supplemental brief regarding Chester Arthur). Summary: In Wong Kim Ark, the Supreme Court made two assertions: that the jus soli principle of English common law "continued to prevail under the Constitution", and that, in the 14th Amendment, "jurisdiction" meant something less than sole and complete jurisdiction. The historical veracity of these two assertions has been questioned by multiple sources [32].
15. Doesn't the Julia Lynch case show that Barack Obama is a "natural born citizen"?Julia Lynch was born in New York in 1819. At the time of her birth, her parents were not U.S. citizens -- they were Irish subjects of Great Britain, visiting the United States. Shortly after Julia's birth, the Lynch family returned to Ireland, where Julia remained until adulthood. In Lynch v Clarke (1844), a New York State court ruled that Julia was a New York citizen at birth. At the time, each State decided, for itself, who were and who were not its citizens. Anyone who was a citizen of any State was automatically a citizen of the United States [26]. In the opinion of Vice-Chancellor Lewis Halsey Sandford, who presided over this case, there is "no doubt" that Julia Lynch was also a U.S. natural born citizen: After an exhaustive examination of the law, the Vice-Chancellor said that he entertained no doubt that every person born in within the dominions and allegiances of the United States, whatever the situation of his parents, was a natural-born citizen; and added, that this was the general understanding of the legal profession, and the universal impression of the public mind. (Cases on Constitutional Law - Part 2, pp.581-582) An article in the New York Legal Observer elaborated: The only standard which then existed, of a natural born citizen, was the rule of the common law, and no different standard has been adopted since. Suppose a person should be elected President who was native born, but of alien parents, could there be any reasonable doubt that he was eligible under the constitution? I think not. The position would be decisive in his favor that by the rule of the common law, in force when the constitution was adopted, he is a citizen." (Dicta from Lynch v. Clarke (1844), cited by Article in New York Legal Observer, pp.246-247). Later in American history, the Opinion of Lincoln's Attorney General Edward Bates (1862), the Opinion of U.S. Secretary of State William Marcy (1854), and the dissenting opinion in Dred Scott v. Sandford (1856), echoed the same viewpoint -- that you are a U.S. citizen (and presumably a U.S. natural born citizen as well) if you were born in the United States, regardless of your parents' citizenship at the time of your birth. In 1866, George Bancroft wrote: ...everyone who saw the first light on the American soil was a natural-born American citizen (Bancroft, p.201) In 1829, William Rawle expressed the same opinion -- that natural born citizenship is determined by birthplace alone: Therefore every person born within the United States, its territories or districts, whether the parents are citizens or aliens, is a natural born citizen in the sense of the Constitution, and entitled to all the rights and privileges appertaining to that capacity. (Rawle) An Ongoing Debate: Throughout American history, some "authorities" have expressed the opinion that birth within the United States is, by itself, sufficient to confer natural born citizenship. Other authorities have expressed an opposing opinion -- that citizenship at birth properly belongs only to children whose parents are U.S. citizens. In 1820, Virginia Representative A. Smyth said: When we apply the term "citizens" to the inhabitants of States, it means those who are members of the political community. The civil law determined the condition of the son by that of the father. A man whose father was not a citizen was allowed to be a perpetual inhabitant, but not a citizen, unless citizenship was conferred on him. (Rep. A. Smyth (VA), House of Representatives, December 1820, in Abridgment of the Debates of Congress, from 1789 to 1856, Vol VII, 1858, p.30) In 1845, an article, entitled ""Massachusetts and South Carolina", appearing in The New Englander, explained that, in the U.S. Constitution, the term "natural born citizen" means a U.S. citizen not owing allegiance, at birth, to any foreign state: The expression 'citizen of the United States' occurs in the clauses prescribing qualifications for Representatives, for Senators, and for President. In the latter the term 'natural born citizen' is used, and excludes all persons owing allegiance by birth to foreign states; in the other cases the word 'citizen' is used without the adjective, and excludes persons owing allegiance to foreign states, unless naturalized under our laws. ("Massachusetts and South Carolina", The New Englander, Volume 3, 1845, p.414) In 1894, The Nation magazine reported an opinion by Thomas Bayard, who was U.S. Secretary of State under Grover Cleveland. In Bayard's opinion, the U.S.-born child of alien parents was not subject to U.S. jurisdiction at the time of its birth, therefore was not a U.S. citizen at birth: In 1885, Secretary Bayard decided that the son of a German subject, born in Ohio, was not a citizen under the statute or the Constitution, because "he was on his birth 'subject to a foreign power,' and 'not subject to the jurisdiction of the United States'" (The Nation, Vol.59, No.1521, August 23, 1894, p.134, near bottom of right-most column) In 1884, an article by George Collins, appearing in the American Law Review (1884), criticized the Lynch v. Clark ruling: In Lynch v. Clark, the vice-chancellor held that the common-law doctrine -- that the place of birth and not the nationality of the father determined the political status of the child -- was applicable to the United States, constituted a part of the jurisprudence thereof, and that accordingly a person born within the United States, whose father at the time of such birth was an alien, was a citizen of the United States. This case, aside from its fallacious and unsound reasoning, can not be upheld upon principle. It is well settled that the common law is not part of the jurisprudence of the United States. (Collins) Thus throughout American history, there has been an ongoing dispute between:
So far, the Supreme Court has not settled this dispute. In 1874, the Supreme Court said there were "doubts" regarding the natural born citizenship of U.S.-born children of non-citizen parents, but so far, the Court has not resolved those doubts [33]. Case Law: Although some authorities, throughout history, have expressed the opinion that birth on U.S. soil is, by itself, sufficient to confer U.S. citizenship, there is no pre-Civil War case law, other than Lynch v. Clarke, supporting that viewpoint: Lynch v. Clarke [1844] is the only antebellum [pre-Civil War] decision (and apparently the only reported case in our history) that clearly finds that jus soli per Calvin's Case determines United States citizenship. Whatever light the case provides, though, should be adjusted by the fact that it is the unreviewed opinion of a single state-court judge and that shortly thereafter, in Ludlum v. Ludlum, that state's highest court, all justices concurring, spoke differently, saying that birthright citizenship depended on parentage rather than the "boundaries of the place." (Mayton) A later New York State case, Munro v. Merchant (1858), contains this summation: A child born in this state of alien parents, during its mother's temporary sojourn here, is a native born citizen. The summation, however, does not reflect the actual ruling in the Munro v. Merchant case. The Court said that if (emphasis on the word "if") Lynch v. Clarke were law, it would be relevant to the plaintiff's citizenship at birth. But, in Munro v. Merchant, the Court was not required to decide the plaintiff's citizenship at birth. In Lynch v. Clarke, (1 Sand. Ch. R. 583,) the question was precisely as here, whether a child born in the city of New York of alien parents, during their temporary sojourn there, was a native born citizen or an alien; and the conclusion was, that being born within the dominion and allegiance of the United States, he was a native born citizen, whatever was the situation of the parents at the time of the birth. That case, if law, would seem to be decisive of the present question, But, admitting the plaintiff to be an alien, the cases already cited show that the terms "heirs or assigns," in the 9th article of the treaty, is not to be confined to the immediate descendants, but is to be extended indefinitely till the title comes to a citizen. (Munro v. Merchant, Reports of cases in law and equity in the Supreme Court of the State of New York, 1858, p.400) Summary: In Lynch v. Clarke (1844), Vice-Chancellor Sandford ruled that Julia Lynch was a citizen at birth, even though her parents were not citizens at the time of her birth. The ruling was exceptional. It was the only one in U.S. history that found that jus soli alone determined citizenship. In his dicta, the Vice-Chancellor expressed his (non-legally-binding) opinion that Miss Lynch, in addition to being a citizen, was also a natural born citizen. The fact that Miss Lynch was deemed to be a natural born citizen according to a State judge's dicta does not necessarily mean that she was a natural born citizen under the Federal Constitution (see Question 8).
16. What was "Calvin's Case"?Calvin's Case (1608) was an historic legal case in which England's highest court gave a natural law definition of "natural-born subject". This "natural law" definition remained in effect in England well into the 19th century [15]. It was part of English common law when the U.S. Constitution was being written. Pathways to English Subjecthood: During the 18th century, the population of England and the English colonies in America consisted of subjects and aliens. Subjects had property ownership and inheritance rights; aliens did not. An individual became an English subject in one of four ways:
Persons who acquired subjecthood by any of the first three methods were called "natural-born subjects". All natural-born subjects had essentially the same property ownership and inheritance rights. The table below summarizes the differences among the four methods of subjecthood acquisition.
Facts of Calvin's Case: James Charles Stuart was born in Scotland in 1566. His father, Lord Darnley, was an English subject. James became king of Scotland in 1567, when he was 13 months old. He remained king of Scotland until his death in 1625. Queen Elizabeth I of England died in 1603, at which time James inherited the English throne. Scotland and England were separate countries, each with its own Parliament and its own set of laws. But from 1603 to 1625, James was king of both countries at the same time. He was both King James I of England and King James VI of Scotland [34]. Robert Calvin was born in Scotland in 1606, and was heir to some property in England. Under English law, only English subjects were permitted to inherit English property. The question before the Court was whether Calvin was a subject of King James and thus eligible to inherit within his realm. In 1608, the Court of the King's Bench defined "natural-born subject" according to the Court's theory of natural law, and ruled that Robert Calvin was such a subject at birth. The Court's "natural law" definition of "natural-born subject" remained part of English law well into the mid-19th century [15]. Chief Justice of the Court of Common Pleas, Sir Edward Coke, wrote a Report explaining the Court's decision. When the U.S. Constitution was written, the Founding Fathers were undoubtedly aware of Calvin's Case and the definition of "natural-born subject" that had emerged from it [16]. Dual Meaning of Ligeance: Throughout much of English history, subjecthood was tied to ligeance. Anyone born within the king's ligeance was a subject at birth, and anyone born outside the king's ligeance was an alien at birth. But the word ligeance had a double meaning. Sometimes it meant territory; at other times, it meant faith, loyalty and obedience [35]. The English Court had to clarify the meaning of ligeance before it could define natural born subject. In the fifteenth century, Thomas de Littleton (1407-1481) understood "ligeance" to mean territorial extent only. The wording of statutes enacted during the sixteenth century suggested that birthplace alone determined whether someone was a subject or alien: In his Tenures (c. 1450-60), [Littleton] defined aliens as those 'born out of the liegance of our lord the king...'. He further elaborated that 'born out of the liegance' meant 'born in such country as is out the king's liegeaunce...' Statutes enacted in the Tudor years [1485-1603] were in complete agreement with Littleton's definition in that alien status was defined by birthplace only. (Kim, p.149). But the meaning of ligeance underwent a transformation during the Elizabethan succession debates. Elizabethan Succession Controversy: When Queen Elizabeth I of England (1533-1603) reached age 30, it became apparent that she was not likely to marry or have children. Various legal commentators published pamphlets -- called Elizabethan Succession Tracts -- in which they debated who should, and who should not, inherit the English throne at the end of Elizabeth's reign. The debate helped to forge a consensus of legal opinion that a child's personal status at birth -- whether subject or alien -- was properly based on the faith, obedience and loyalty of the parents at the time of the child's birth, not the territory in which the child was born. The English word allegiance (a variation of ligeance) first appeared in the Elizabethan Succession Tracts.
When Calvin's Case was decided in 1608, the consensus of legal opinion was that allegiance, rather than place of birth, determined whether a child was a subject or an alien at birth. The phrase "born within the ligeance of the king" no longer meant "born within the king's territory". It now meant "born within the king's allegiance", or in other words, "born of parents who were within the faith and obedience of the English king". Earlier legal writings and court rulings, which contained the word ligeance, would be re-interpreted to conform to the word's new meaning. By the time of Calvin's Case, it was no longer sensible to doubt that allegiance was the decisive criterion of a person's legal status. In fact, all through the fifteenth and sixteenth centuries, allegiance had been discussed in legal proceedings whenever the geographical location of an event was mentioned. ... This ligeance, of course, also meant the bond of faith linking the king and his beloved subjects. Without saying it, lawyers had all along been talking about faith each time they mentioned ligeance. The bond of faith thus became the pivotal element of legal reasoning. (Kim, p.178) In 1604, Parliament enacted a law declaring, in effect, that a child, born in England, was an English natural-born subject only if its parents were English subjects at the time of its birth. Children born in England, of alien parents, were denizens, not natural-born subjects. To place the Children, born within this Realm, of foreign Parents, in Degree for the first Birth or Descent only, as Aliens made Denizens, and not otherwise. (House of Commons Journal, Volume 1, 21 April 1604) The ruling in Calvin's Case reflected the prevailing viewpoint that one's place of birth did not, by itself, confer natural-born subjecthood; that without some measure of parental obedience or allegiance, it was impossible for a child to be a natural-born subject at birth, even if such child was born on English soil. In his Report on Calvin's Case, Lord Coke quoted -- often word-for-word -- directly from the Elizabethan Succession Tracts. ...any place within the king's dominions may make a subject born, but any place within the king's dominions without obedience can never produce a natural subject. (Coke) ...it is nec coelum, nec solum [neither sky nor soil], but ligeantia [allegiance] and obedientia [obedience] that make the subject born (Coke) The Court's Ruling: The Court ruled that ligeance is not any particular territory or geographical location. Rather, it is a personal relationship between an individual and his sovereign. In this relationship, the sovereign governs and protects the individual, and in return, the individual owes faith, loyalty and obedience to the sovereign. ...ligeance is the mutual bond and obligation between the King and his subjects, whereby subjects are called his liege subjects, because they are bound to obey and serve him; and he is called their liege lord, because he should maintain and defend them. Ligeance -- the bond between an individual and his sovereign -- is established in one of four ways: by natural law, by gift, by residence in English territory as an alien friend, or by taking an oath. There is found in the law four kinds of ligeances: Of the four kinds of ligeance, only the first two confer subjecthood. Consequently, there were only two kinds of English subjects: subjects born and subjects made by gift:
Natural allegiance -- the ligeance that a subject born acquires at birth by natural law -- had three characteristics:
The Court ruled that you were, by natural law, a subject born if you were born within the king's territory, of parents who were under the king's "obedience" at the time of your birth: There be regularly (unless it be in special cases) three incidents to a subject born. 1. That the parents be under the actual obedience of the King. 2. That the place of his birth be within the King's dominion. And, 3. The time of his birth is chiefly to be considered; for he cannot be a subject born of one kingdom that was born under the ligeance of a King of another kingdom, albeit afterwards one kingdom descend to the King of the other. (Coke) When Robert Calvin was born in 1606, his place of birth (Scotland) was within King James' territorial jurisdiction. Calvin's parents, though not English subjects, were under the "obedience" of King James. Consequently, Calvin met the two "natural law" requirements of natural-born subjecthood -- the birthplace requirement (he was born within the king's dominion) and the parental allegiance requirement (his parents, at the time of his birth, were under the king's obedience). Thus, Calvin was, by natural law, a natural-born subject of King James, and as such, was eligible to inherit property anywhere within James' realm. Alien Friends and Alien Enemies: The English Court did not rule that all children born on English soil were natural-born subjects. The children of foreign ambassadors and alien enemies, even if such children were born within English territory, were not natural-born subjects of the English king. Presumably, these children were, at birth, subjects of the (foreign) prince to which their (alien) parents owed allegiance. "Alien friends" of the English king were defined as subjects of a foreign monarch who was in league with the English king: Leagues between our Sovereign and others are the onely means to make aliens friends... (Coke) "Alien enemies" included the following:
In order for a child to acquire English subjecthood at birth, something more than birth on English territory was needed: the parents had to be in the obedience of the king. Since alien enemies and foreign diplomats were not under the obedience of the king, their children, even if born in England, were not natural-born subjects. "Alien enemies" were more than subjects or citizens of a foreign country with which England was at war. "Alien enemies" also included aliens who were violating English law and/or were (at least perceived to be) opposed to England's core values and beliefs. Summary: Everyone was either a subject at birth or an alien at birth. Persons who were aliens at birth could, in later life, become naturalized subjects (by naturalization by Parliament) or denizens (by letters patent issued by the king). Such persons were made subjects by gift after they were born. You were a subject at the time of your birth only if you were "born within the allegiance of the king". There were two ways by which someone could be "born within the allegiance of the king": by nature (i.e., by the natural law espoused by Calvin's Case), and by gift (i.e., by man-made laws enacted by Parliament).
Regardless of whether you acquired your subjecthood by natural law or by man-made law, you were a subject at the time of your birth only if you were born within the allegiance of the king: The first clear indication that the jus sanguinis was already part of English law is to be found in the debate held in Parliament in 1343 (Rot. Parl. II.139). At the conclusion of that debate it was resolved that, under the existing common law, the king's children born abroad were not aliens, so that the fact of their birth abroad could not affect their succession to the crown; and that an identical rule applied to children born abroad to parents in the king's service. This, however, was not really an assertion of the jus sanguinis any more than the common law rule about persons born within the realm was an assertion of the jus soli. The truth rather is that both were assertions of the principle that a person is a subject from birth if born within the king's allegiance. Just as the child of an alien father born within the realm is a subject if, but only if, his father at the time of his birth owed allegiance to the king, so also the child of an English father born in foreign parts is a subject if his father's position was such as to constitute the birth a birth within the allegiance. (Ross, p. 9). According to the English Court's ruling in Calvin's Case (1608), you were subject born (a natural-born subject according to natural law) if you met two requirements at the time of your birth: a birthplace requirement (you had to be born within the king's realm) and a parental allegiance requirement (your parents, at the time of your birth, had to be under the king's "obedience"). In special cases [36], the birthplace requirement was waived. If the parents were English royalty or in the service of the king, their children, even if foreign-born, were natural-born subjects. But there were no exceptions to the parental allegiance requirement. If parents were not under the "obedience" or "allegiance" of the king, there was no way their child could be, by natural law or by man-made law, a subject at birth, regardless of the child's place of birth.
17. Did "natural born" imply exclusive allegiance at birth?When the U.S. Constitution was being written, the term "natural-born subject" referred to three classes of people:
All three of the above groups were referred to as "natural-born subjects". Members of the second and third groups (statutory subjects and naturalized subjects) were not born with exclusive allegiance to the English king.
Thus, the term "natural-born subject" sometimes referred to people who were not born on English soil and did not, at birth, owe sole allegiance to the English king. However, as we intend to show, "true" natural-born subjects (subjects born) -- those who acquired their subjecthood by natural law -- were usually born on English soil but always owed natural allegiance to the English king exclusively. Natural vs. man-made: All English subjects, except denizens, were referred to as "natural-born subjects". There were two categories of "natural-born subjects":
The wording of the Act of Anne (1709) suggests that statutory subjects (foreign-born children of civilian English fathers) were not natural-born subjects in fact, but were "deemed and adjudged" to be such by man-made laws: The Act [of Anne, 1709] did not say in terms that the foreign-born child of natural born parents ... was himself a natural born subject. It said that he was to be "deemed and adjudged" to be such, albeit "to all intents, constructions and purposes whatsoever". (Parry) According to Dowdy's report to Congress (1967), only those born within the king's realm -- that is, only those who acquired their subjecthood by natural law -- were "true" natural-born subjects; all other subjects were "naturalized": No child born outside of the dominion of the King was ever a true "natural-born subject." They were naturalized subjects. It is true that by the naturalization acts under which they had become naturalized subjects had "deemed" them to be natural-born subjects (despite the fact that they were not so in fact), and the very fact that these were "deemed" to be natural-born by the naturalization act reveals that the true "natural-born" subjects were those born within the dominion of the King without the necessity of a naturalization law to "deem" them to be in law what they were not in fact. (Dowdy) Naturalization at birth: "Naturalization", as generally understood, is a legal process by which an alien adult becomes an English subject. But in some contexts, the word "naturalization" may also refer to man-made laws which confer subjecthood to an alien at the time of her or his birth. According to Dowdy, there were only two kinds of English subjects:
Those who became subjects by natural law were "true" natural-born subjects. Statutory subjects -- the foreign-born children of civilian English fathers -- acquired English subjecthood at birth by man-made laws. Under Dowdy's paradigm, statutory subjects were foreign-born aliens who were naturalized at birth. Vattel used the word "naturalize" in a similar manner, implying that naturalization can, in some cases, occur at birth. According to Vattel, children received nationality by descent from their parents; therefore, when children of alien parents were born in England, such children were not "natural" English subjects according to Vattel's natural law; rather, England "naturalized" them at birth: Finally, there are states, as, for instance, England, where the single circumstance of being born in the country naturalizes the children of a foreigner. (Vattel, § 214) Ordinarily, naturalization is a legal process by which an alien adult acquires English nationality. But in a more general sense, naturalization could be understood as any acquisition of English subjecthood by man-made law (i.e., "by gift"), regardless of whether subjecthood is conferred at birth or at some point after birth. Fiction of Law: A series of English legal cases -- Foster v. Ramsey (1656), Collingwood v. Pace (1661-1664), and Craw v. Ramsey (1669-1670) -- clarified the difference between subjecthood by natural law and subjecthood by naturalization. The Court explained that naturalization, whether by England or by a foreign country, is a fiction of law which has no effect except in countries which choose to "go along" with that fiction: The law clearly held that naturalization equated an alien and a natural-born subject. Yet as Chief Justice Vaugham noted, native Irishmen were natural English subjects, although aliens naturalized in Ireland were not."The reason is, that naturalization is but a fiction of law, and can have effect but upon those consenting to that fiction: therefore it hath the like effect that a man's birth hath, where the lawmakers have power, but not in other places where they have not. Naturalizing in Ireland gives the same effect in Ireland as being born there, so in Scotland as being born there, but not in England, which consents not to the fiction of Ireland or Scotland, nor to any but her own." According to Chief Justice Vaugham, an English natural-born subject in fact was someone who, at birth, owed natural allegiance to the English king and did not, at birth, owe allegiance to any other sovereign. The notion of a "true" natural-born subject having more than one allegiance at birth was "absurd". If a child was born in a foreign country and was thus, by natural law, a natural-born subject of a foreign king, the child was not an English natural-born subject in fact and could never become an English natural-born subject except by the fiction of man-made law. Natural Ligeance: During the sixteenth century Elizabethan succession debates, natural ligeance was depicted as an exclusive bond "swallowing up all others": All promises bind the parties. But the author of 'Certaine errours...' sees that there is an important difference in their binding power. The author explains thatone tenaunt maie be of divers Lordes fees and homage. Although homage was non-exclusive, natural ligeance was exclusive to one and only one sovereign. In his Report on Calvin's Case, Lord Coke wrote that natural ligeance was "absolute" and "pure": There is found in the law four kinds of ligeances: the first is, ligeantia naturalis, absoluta, pura, et indefinita [natural, absolute, pure and unlimited allegiance], and this originally is due by nature and birthright, and is called alta ligeantia [high allegiance] and he that oweth this is called subditus natus [subject born].(Coke) According to William Blackstone, if you were born in a particular country, you acquired at birth an obligation of "natural allegiance" to that country's ruler (provided that your parents, at the time of your birth, were under the actual "obedience" of said ruler). Natural allegiance is intrinsically exclusive: it is owed to one, and only one, sovereign. If you have obligations of allegiance to more than one monarch, it is the result of human intervention, not natural law: Indeed the natural-born subject of one prince, to whom he owes allegiance, may be entangled by subjecting himself absolutely to another; but it is his own act that brings him into these straits and difficulties, of owing service to two masters ... And this maxim of the law proceeded upon a general principle, that every man owes natural allegiance where he is born, and cannot owe two such allegiances, or serve two masters, at once. (Blackstone) Subjecthood by descent: Every child was either a natural-born subject at birth, or an alien at birth. You were a "true" natural-born subject if you acquired your subjecthood, at birth, by natural law. According to the natural law of Calvin's Case, you were a "true" natural-born subject (i.e., a "subject born") if you were born within the king's realm, of parents who were the king's subjects or friends at the time of your birth. Your parents' obedience affected your subjecthood at birth, but their nationality did not. Nationality was not passed, by descent, from parents to their children. By the Common law of England, every person born within the dominions of the Crown, no matter whether of English or of foreign parents, and, in the latter case, whether the parents were settled, or merely temporarily sojourning, in the country, was an English subject; save only the children of foreign ambassadors ... or a child born to a foreigner during the hostile occupation of any part of the territories of England. No effect appears to have been given to descent as a source of nationality. (Cockburn, p.7, boldface emphasis added) From England's perspective, "nationality by descent" (the jus sanguinis principle) was a man-made law by which a country "naturalized", at birth, children born outside of its jurisdiction. Such naturalization was a fiction of law which had no effect except in countries consenting to that fiction.
As far as England was concerned, "true" natural-born subjects owed, at birth, allegiance to the English king only. Any foreign allegiance that an English-born child might have received, at birth, from its (alien) parents was a fiction of law which had no effect in England. Ambassadors: By international convention, ambassadors enjoyed diplomatic immunity. When an Englishman was sent as an ambassador to a foreign country, he did not owe any allegiance -- not even "local" allegiance -- to the foreign king. Thus, the Englishman's children, even if born in that foreign country, were not foreign subjects. Such children were regarded as "natural" subjects of the English king. Yet the children of the king's ambassadors born abroad were always held to be natural subjects: for as the father, though in a foreign country, owes not even a local allegiance to the prince to whom he is sent (Blackstone) Could it be that the children of the English king's ambassadors were deemed to be "natural" subjects of the English king, not because of the children's place of birth, but because such children owed allegiance to the English king only and did not owe any allegiance to any other sovereign? Summary: During the eighteenth century, in England and the English colonies in America, the term "natural-born subject" was used in two ways. Sometimes, it referred to anyone who possessed the rights and obligations of natural-born subjecthood, regardless of how those rights and obligations were acquired. "Natural-born," in this sense, did not imply any particular place of birth and did not imply exclusive allegiance at birth. A statutory natural-born subject, for example, was typically born in a foreign country and, at birth, owed allegiance to two different sovereigns. Likewise, adults who acquired English subjecthood by naturalization were almost always foreign-born and, at birth, owed allegiance to a foreign king. Yet naturalized subjects were sometimes referred to as "natural-born subjects". At other times, the term "natural-born subject" referred specifically to persons who received their subjecthood, at birth, by natural law. These persons were "true" natural-born subjects. Except in special cases [36], they were born on English soil. In all cases, they owed, at birth, allegiance to the English king only. Thus, it appears that, in the context of natural law, the term "natural born" carried a connotation of birth within a particular place and exclusive allegiance, at birth, to the sovereign of that place.
18. What was Vattel's "Law of Nations"?In 1749, German philosopher Christian Wolff (1679-1754) published a book titled Jus Gentium, which in Latin means "Law of Nations". An English language translation of Jus Gentium is available today, but no such translation existed in 1787, when the U.S. Constitution was adopted. Wolff's writings were largely unknown in the English colonies in America. But in Europe, Christian Wolff was perhaps the most influential writer on international law of the eighteenth century. (American Journal of International Law) Wolff's Concepts: In Jus Gentium, Wolff defined the following concepts:
Here are a few excerpts from a modern-day English translation of Wolff's Jus Gentium: Domicile is defined to be a fixed dwelling in some place with intention of remaining there permanently. (Wolff, p.76) A vagabond is defined as one who has no domicile anywhere. And so vagabonds live now in one place, and now in another place, nevertheless have no intention of remaining anywhere permanently. (Wolff, p.76) Natural domicile is defined as that which any one acquires by birth, in the place where his father has domicile. That is called acquired domicile which any one has established for himself of his own will. Therefore anyone is supposed to retain his natural domicile as long as he has established none for himself by his own will, or has not abandoned it. (Wolff, p.76) Native country is defined as a place, namely a land or city, in which one's parents have domicile, when he is born... When any one is born in his native country, a thing which usually happens, place of birth is synonymous with native country ... but if anyone is born on a journey or in a foreign land, where his parents are living on account of some business, his native country differs from his place of birth. (Wolff, p.77) It is not without reason that the native land is discussed in the law of nations, since on it depends certain rights, which men do not enjoy unless they have this native land. (Wolff, p.77) Vattel's Influence: In 1758, four years after Wolff's death, Swiss philosopher Emmerich de Vattel (1714-1767), published Droit des Gens, which also means "Law of Nations". It was written in French and was based largely on Wolff's work. An English language translation of Droit des Gens was published in 1759. Despite its critics, Droit des Gens was immensely popular, especially in America [23]. The extraordinary thing about the enthusiastic acceptance of Vattel's work was that neither Vattel the man, nor the work itself, seemed worthy of it. That is, Vattel was very much an epigone and in no way the intellectual equal of men like Wolff and Liebnitz whose influence, in this field at least, he surpassed. In addition, it is the consensus of scholars that the intrinsic value of Vattel's work was not at all proportionate to the success achieved by it. (Ruddy, p.177) According to C. Van Vollenhoven, an outspoken critic of Vattel: the most disheartening fact of all is that Vattel was enormously successful. The man, who as a thinker and a worker, could not hold a candle to Grotius, was so favored by fortune that the second stage of the Law of Nations (1770-1914 speaking roughly again) may be safely called after him. (Vollenhoven, as quoted in Ruddy, p.178) Likewise, in 1913, Professor Fenwick remarked: A century ago not even the name Grotius was more potent in its influence upon questions relating to international law than that of Vattel. Vattel's treatise on the law of nations was quoted by judicial tribunals, in speeches before legislative assemblies, and in the decrees and correspondence of executive officials. It was the manual of the student, the preference work of the statesman and the text from which political philosophers drew inspiration. Publicists considered it sufficient to cite the authority of Vattel to justify and give conclusiveness and force to statements as to the proper conduct of a state in international relations. (Charles G. Fenwick, "The Authority of Vattel", VII American Political Science Review (Baltimore, 1914), p.395, as quoted in Ruddy, p.178) According to John Basset Moore, Vattel was ...more widely read and quoted than any other writer on the law of nations. (Moore, as quoted in Ruddy, p.178) Vattel's widespread acceptance and influence is reflected in the number of translations and editions of his work: There were between 1758 and 1834 twenty French editions of Droit des Gens. There were between 1759 and 1834 ten translations of his work in England, and from 1796 until 1872 eighteen translations, or reprints of translations, published in the United States. Between 1820 and 1836 there were six translations of Vattel into Spanish, one into German in 1760, and one into Italian in 1805. These facts are put into greater perspective if one considers that Grotius, who had been reprinted or translated fifty times between 1625-1758, went through only one more edition (1773) and one more translation (1853) during the hundred years after Vattel's publication. (Ruddy, pp.178-179) In U.S. courts, Vattel was cited more frequently than all of his predecessors combined. The following chart represents the results of Professor Dickinson's survey of American legal cases from 1789 through 1820:
Vattel's work appeared prominently in American colleges and universities: James Wilsons' lectures on jurisprudence in 1790, which gave "the first American presentation of the principles of the law of nature and of nations" followed Vattel very closely. In addition, when Jefferson inaugurated the study of the Law of Nature and of Nations at William and Mary College in 1779, the text from then until 1841 was Vattel's. Vattel was also the text at Dartmouth College from 1796-1828. (Ruddy, p.179-180) Vattel's Theory: According to Vattel, "citizenship" is a collection of rights and obligations that a state confers on qualifying individuals. The most important qualification criterion is residence. You cannot become a member or citizen of a state unless you are a perpetual inhabitant of the state, or have established a "fixed residence" or "settlement" within that state. The status -- whether "citizen" or "perpetual resident" -- of a child, at birth, is the status of its father at the time of its birth. Here are excerpts from an English translation of Vattel's Law of Nations:
Summary: During the eighteenth century, several European authors had published their theories regarding natural law and the law of nations. The work of one such theorist, Emmerich de Vattel, was popular in the English colonies in America, especially after they gained their independence from Great Britain. According to Vattel's Law of Nations, you are a permanent member or citizen of the country in which you maintain your primary permanent legal residence. Since each person has, at most, only one primary permanent legal residence, permanent citizenship is intrinsically exclusive. You can be a permanent citizen of one country (the country of your primary permanent legal residence) and a temporary citizen of another country (the country you are visiting temporarily), but you cannot be a permanent citizen of two countries simultaneously. A child acquires, at birth, the permanent legal residence, hence the permanent citizenship, of its father (the jus sanguinis principle). In other words, a child, at birth, receives citizenship by descent from its father, regardless of the child's actual place of birth. When a child's birthplace coincides with the country of its parents' permanent citizenship, the child is more than just a "citizen" at birth -- the child is also a "native" of its parents' country. Every citizen has the right of expatriation, i.e., the right to terminate his existing citizenship and become a naturalized citizen of another country. An individual is expected to expatriate himself from the country of his current citizenship, in compliance with the laws of that country, before establishing permanent residence and citizenship elsewhere.
19. What is the root of the "natural born citizen" debate?When the thirteen colonies gained their independence and became the original thirteen States, some of them retained aspects of English common law, including the jus soli principle and the doctrine of perpetual allegiance. But Vattel's immense popularity among our nation's Founding Fathers gives rise to this question: To what extent were Vattel's ideas regarding "citizenship" -- specifically, the jus sanguinis principle and the right of expatriation -- influential at the Federal or national level? In other words, did Vattel's concept of "citizen", rather than the English concept of "subject", guide the original meaning of "natural born citizen" in the Federal Constitution? Different authorities give different answers to these questions. A Treatise On the Law Of Citizenship In The United States was published in 1891, well after the 14th Amendment was ratified (1868) but well before the Supreme Court ruled in U.S. v. Wong Kim Ark (1898). According to the book's author, Prentiss Webster (1851-1898), differences of opinion regarding citizenship are largely due to differences of opinion regarding our nation's founding principles. Webster cites expatriation as an example of a citizenship-related controversy. In Ainslie vs. Martin (1812), the Massachusetts Supreme Court ruled that U.S. citizens do not have a right to terminate their U.S. citizenship and become naturalized citizens of another country: This claim of the commonwealth to the allegiance of all persons born within its territory may subject some persons, who, adhering to their former sovereign, and residing within his dominions, are recognized by him as his subjects, to great inconvenience, especially in time of war, when the opposing sovereigns claim their allegiance. But the inconvenience cannot alter the law of the land. Their situation is not different in law, whatever may be their equitable claims, from the situation of these citizens of the commonwealth who may be naturalized in the dominion of a foreign prince. The duties of these persons arising from their allegiance to the country of their birth remain unchanged and unimpaired by their foreign naturalization. For by the common law no subject can expatriate himself. (Ainslie vs. Martin (1812), as quoted in Webster, p, 78) But, in Murray vs. McCarthy (1811), a Virginia court affirmed the right of U.S. citizens to expatriate themselves from the United States, provided that they do so according to law: It is believed that the right of emigration or expatriation is one of those inherent rights, of which, when men enter into a state of society, they cannot by any compact deprive or divest their posterity. But although municipal laws cannot take away or destroy this right, they may regulate the manner and prescribe the evidence of its exercise, and in the absence of the regulations juris positivi, the right must be exercised according to the principles of law. (Murray vs. McCarthy (1811), as quoted in Webster, p, 79) The Massachusetts court denied the right of expatriation, but the Virginia court did not. According to Webster, these differing opinions regarding citizenship were due to differing opinions regarding American history: By what processes of reasoning these two opinions so diametrically opposed were reached is to be explained by this: that in the first, the common law was believed to be the guide to the declaration of independence and the constitution of the United States, while in the second the reason is from the principles as laid down by the founders of the government and based on the natural law of man. As a general rule, those who believe that English common law guided the forming of the U.S. government, tend to also believe that English common law guided the Founding Father's understanding of citizenship. Likewise, those who believe that western European political and natural law theorists, such as Vattel, influenced the Declaration of Independence and U.S. Constitution, tend to also believe that those same theorists influenced the early American meaning of "citizen". Under English common law, any child born on English soil (except the child of a foreign ambassador or alien enemy) was a natural-born subject, and English natural-born subjects owed perpetual allegiance to the king. Therefore, if you believe that English common law guided the formation of the U.S. government, you are likely to also believe that U.S. citizenship was based on the jus soli principle, and that U.S. citizens did not have the right of expatriation. On the other hand, European political and natural law theorists, such as Vattel, taught that children, at birth, acquire citizenship by descent from their fathers, and that expatriation is a basic human right. Thus, if you believe that European theorists influenced the Founding Fathers as they wrote the Declaration of Independence and the U.S. Constitution, you are likely to also believe that the Founding Fathers' understanding of citizenship included the jus sanguinis principle and the right of expatriation. The differences between English common law and European political theory are summarized in the table below:
John Jay's notion of "popular sovereignty" reflects European political theory more than English common law: [T]he sovereignty of the nation is in the people of the nation, and the residuary sovereignty of each State in the people of each State. ... According to a recent article in the Michigan Law Review, the English concept of "subject" was not the same as the Republican concept of "citizen": Both Jay and Wilson's opinions suggest that usage in the founding era reflected a significant conceptual distinction between the words "subject" and "citizen" -- a distinction that was strongly associated with the ideas about the nature of sovereignty. The term "citizen" reflects the notion that individual citizens are sovereign in a republic, whereas the term "subject" reflects feudal and monarchical conceptual of the monarch as sovereign and the individual as the subject, owing a duty of allegiance and duty to the monarch. This conceptual distinction may be relevant to the original understanding of the phrase "natural born citizen" which was used instead of "natural born subject," the phrase that served as a term of art in English legal usage. The notion of a natural born subject may reflect a feudal understanding of political obligation: those born in the kingdom owed a natural duty of allegiance to their king and were his natural subjects. Given a republic theory of popular sovereignty, citizens are sovereign and the notion of a "natural born subject" would be anathema. (Solum, p.10) Thomas Jefferson rejected the English common law notion of perpetual allegiance, and affirmed each individual's right of expatriation: That our citizens are certainly free to divest themselves of that character, by emigration and other acts manifesting their intention and may then become the subjects of another power and be free to do whatever the subjects of that power do. (Thomas Jefferson, as quoted by Webster, p.76) According to Webster, there was general consensus that, if English common law had been adopted at all, it would have been adopted in whole. Since the Founders had rejected many important components of English common law, it seems unlikely that other components of English common law, such as the jus soli principle, had much influence over the Founders' understanding of citizenship: It has never been maintained, even by the most ardent advocates of English rule in the United States, that the rule was adopted in the United States only in part. These advocates have maintained, if adopted at all, that it was adopted as a whole. If adopted as a whole, in what manner do they reconcile the exercise of the right of expatriation, on the part of citizens of the United States...? (Webster, p.95) According to Webster's thesis, the philosophical system that controlled the original meaning of "natural born citizen" is probably the same system that guided the Founding Fathers as they wrote the Declaration of Independence and the U.S. Constitution. If the Framers of the Constitution were guided by English common law, the original meaning of "natural born citizen" was likely based on English common law as well; in which case, the original meaning of "natural born citizen" probably incorporated the jus soli principle. This would mean that anyone born in the United States (except the child of an ambassador or alien enemy) is a natural born citizen. On the other hand, if the Founding Fathers were guided by European political and natural law theorists, such as Vattel, the original meaning of "natural born citizen" probably incorporated the jus sanguinis principle; in which case, you cannot be a U.S. natural born citizen unless your father was a U.S citizen at the time of your birth. In Webster's opinion, our nation's founding principles came from European theorists such as Vattel, not from English common law; and the Federal concept of citizenship came from the same source. In England, "allegiance" was a perpetual relationship between a subject and a sovereign person (the king). In the United States, "allegiance" is a volitional relationship between a citizen and his fellow citizens. Since the U.S. did not follow the English concept of "allegiance", it seems unlikely that the U.S. followed very many other English concepts pertaining to citizenship: To repeat what has already been set forth as the rule prior to 1836, it must be affirmed that neither jus soli nor allegiance in the English sense and meaning had any thing whatsoever to do with the acquisition of citizenship in the United States. 20. When we put the pieces together, what do we get?Presented here is one theory which attempts to explain how the phrase "natural born citizen" might have originated. In many cases, the term "natural-born subject" referred to people who became English subjects by naturalization or by statutes enacted by Parliament. As a general rule, these subjects were not born on English soil and did not, at birth, owe exclusive allegiance to the English king. Often, these subjects were born in foreign countries. At birth, they had dual allegiance, or no allegiance at all to England. They became natural-born subjects, not by natural law, but by the operation of man-made law. "True" natural-born subjects were persons who acquired English subjecthood by natural law rather than by man-made law. Except in special cases, they were born on English soil, and at birth, owed natural allegiance to the English king. Natural allegiance was always exclusive. One could not acquire, at birth, natural allegiance to more than one sovereign. In some cases, foreign governments enacted laws which, by jus sanguinis, "naturalized" English-born children as soon as they were born, thereby imposing foreign nationality and allegiance upon them at birth. These foreign naturalization laws were fictions of law and had no effect in England. (See Question 17). At birth, all "true" natural-born subject owed natural allegiance to the English king only and did not owe allegiance to any foreign sovereign. The two most prominent characteristics of "natural law" natural-born subjects were:
In the context of English natural law, the term "natural born" carried a connotation of birth within a territory and exclusive allegiance, at birth, to the sovereign of that territory. English natural-law subjecthood was tied to the place of one's birth. Citizenship, on the other hand, was not. In English urban citizenship (see Section 4.5) and in the writings of political theorists such as Vattel, children acquired citizenship, at birth, by descent from their fathers. (See Question 18). If we combine "natural born" (in the English "natural law" sense) with the eighteenth century English and European notions of "citizen", it would appear that the "natural born citizen" of a society is someone who was born in the society and was, at birth, a citizen of that society exclusively, by descent from his father.
21. What's the "beef" with President Obama's birth certificate?President Obama has published, on the internet, a digital photograph of a computer-generated Certification of Life Birth (or COLB), also known as a "short-form birth certificate". In the photograph, the certificate number has been electronically "blacked out". There are indications that the photograph might have been altered in other ways as well (Polarik). At the time of this writing, the President has not published a copy of his original 1961 typewritten Certificate of Live Birth (or "long-form birth certificate") containing the names and signatures of people who witnessed his birth or independently confirmed his birth information. (See Sample Hawaiian long-form birth certificate, 1963, with personal information redacted). The Department of Hawaiian Home Lands website explains the difference between a birth Certificate and a birth Certification: The Department of Hawaiian Home Lands accepts both Certificates of Live Birth (original birth certificate) and Certifications of Live Birth because they are official government records documenting an individual's birth. The Certificate of Live Birth generally has more information which is useful for genealogical purposes as compared to the Certification of Live Birth which is a computer-generated printout that provides specific details of a person's birth.(Applying for Hawaiian Home Lands) In Hawaii, the contents of an original long-form birth certificate are private and confidential information, protected by State law. The Aloha State will not release a copy of an original birth certificate without proper authorization or permission. So far, President Obama has not given his permission for the release of his original long-form birth certificate. If you were born in Hawaii and you ask for a copy of your Hawaiian birth certificate for a routine everyday purpose such as applying for a drivers license or passport, the Hawaii Department of Health will send you a computer generated short-form Certification of Live Birth, which shows only minimal information -- your name, date of birth, place of birth, name and race of each of your parents, and so forth. A short-form Certification of Live Birth can be used, instead of an original long-form birth certificate, for most everyday purposes. The Department of Health will not send you a copy of your original long-form birth certificate, unless you specifically asked for it. A short-form Certification of Live Birth shows an individual's birth information but does not show the source of that information. The source of one's birth information might be a hospital, a birthing clinic, a doctor, a midwife or a parent's or relative's affidavit. In Hawaii, the name of such source is private and confidential. It is identified only on an original long-form birth certificate, and is not indicated on a short-form Certification of Live Birth. Barack Obama's published short-form Certification of Live Birth (assuming it is authentic) tells us two things:
But a Certification of Live Birth does not answer these questions:
Until these questions are answered, we cannot say whether Obama's birth information, including his place of birth, was independently verified.
22. Didn't the State of Hawaii recently verify that President Obama was born in Hawaii?On October 31, 2008, Dr. Chiyome Fukino, Director of Health for the State of Hawaii, released this public statement regarding (then Senator) Barack Obama's birth certificate: There have been numerous requests for Sen. Barack Hussein Obama's official birth certificate. State law (Hawai'i Revised Statutes 338-18) prohibits the release of a certified birth certificate to persons who do not have a tangible interest in the vital record. On July 27, 2009, Dr. Chiyome Fukino issued a second statement: I, Dr. Chiyome Fukino, Director of the Hawai'i State Department of Health, have seen the original vital records maintained on file by the Hawai'i State Department of Health verifying Barack Hussein Obama was born in Hawai'i and is a natural-born American citizen. I have nothing further to add to this statement or my original statement issued in October 2008 over eight months ago. (Statement by Dr. Chiyome Fukino, July 27, 2009) Based on these two statements, we can safely assume that President Obama's original birth records, which are on file in Hawaii, say that he was born in Hawaii. Under the laws that were in effect in Hawaii when Barack Obama was born, the State of Hawaii would not have knowingly issued an "original" (non-adoption-related) Hawaiian birth certificate to anyone born outside of Hawaii. Act 96 of Laws of the Territory of Hawaii was adopted in 1911. Under this Act, original Hawaiian birth certificates were issued only to individuals who were believed to be born in Hawaii: The Secretary of Hawaii may, whenever satisfied that any person was born within the Hawaiian Islands, cause to be issued to such person a certificate showing such fact. (pp 127-128, Laws of the Territory of Hawaii) A subsequent law, enacted in 1955, reaffirmed the fact that original Hawaiian birth certificates were given only to persons believed to be born in Hawaii. But the 1955 law allowed Hawaii to issue a birth certificate to a child whose actual place of birth was not independently confirmed by a non-family member. In 1961, if a person was born in Hawaii but not attended by a physician or midwife, then all that was required was that one of the parents send in a birth certificate to be filed. The birth certificate could be filed by mail. There appears to have been no requirement for the parent to actually physically appear before "the local registrar of the district." It would have been very easy for a relative to forge an absent parent's signature to a form and mail it in. In addition, if a claim was made that "neither parent of the newborn child whose birth is unattended as above provided is able to prepare a birth certificate, the local registrar shall secure the necessary information from any person having knowledge of the birth and prepare and file the certificate." (Section 57-8&9) If a birth certificate is based solely on a parent's or relative's uncorroborated statement, and such a birth certificate is presented as evidence to a court or agency, the court or agency must determine, for itself, the birth certificate's probative value: In 1961, if a person was born in Hawaii but not attended by a physician or mid wife, then, up to the first birthday of the child, an adult could, upon testimony, file a "Delayed Certificate", which required endorsement on the Delayed Certificate of a summary statement of the evidence submitted in support of the acceptance for delayed filing, which evidence must be kept in a special permanent file. The statute provided that the probative value of the Delayed Certificate must be determined by the judicial or administrative body or official before whom the certificate is offered as evidence. (See Section 57-18, 19 & 20 of the Territorial Public Health Statistics Act in the 1955 Revised Laws of Hawaii which was in effect in 1961). (Hawaii Birth Records Law) At the time of this writing, we are not aware of any law that was in effect in Hawaii in 1961, which allowed the Hawaii Department of Health to issue an original birth certificate declaring that a person was born in Hawaii, when such person was known to have been born outside of Hawaii. Hawaiian Statute 338-17.8, Certificates for children born out of State, allowed Hawaiian birth certificates to be issued to foreign-born children of Hawaii-resident parents. But Statute 338-17.8 was not enacted until 1982, well after Barack Obama was born. During the early '60s, whenever a birth was registered in Hawaii, the Department of Vital Statistics automatically generated a birth announcement and sent it to the local newspapers for publication. Obama's birth announcement appeared in both:
This birth announcement indicates that Obama's birth was registered in Hawaii in August of 1961. Nevertheless, a question remains. When Barack Obama's birth was registered in Hawaii, who or what was the source of Obama's birth information? Was it a hospital? A doctor? A midwife? Or was it based solely on a parent's or relative's statement? If Obama's birth registration was based solely on a parent's or relative's statement, and such statement was not independently corroborated by someone other than an immediate family member, we must do some further research before we can say anything for sure, one way or the other, about the circumstances of the President's birth.
23. Doesn't the mere existence of Barack Obama's Hawaiian birth registration prove that he was born in Hawaii?Barack Obama's birth registration, by its mere existence, indicates that the State of Hawaii believed (or at least did not disbelieve) that he was born in Hawaii. His birth registration would prove that he was born in Hawaii only if his birth in Hawaii was witnessed or confirmed by someone other than an immediate family member. For example:
But consider this hypothetical scenario: Suppose Stanley Ann Obama (President Obama's mother) had been a resident of Hawaii since June 1960. Suppose that, in November or December 1960, upon learning of her pregnancy, she received prenatal care from a local doctor in Hawaii. Suppose that, on Tuesday August 8, 1961, Madelyn Dunham (Stanley Ann's mother, also President Obama's maternal grandmother) walked into the Hawaii Department of Health office, and registered the "unattended" birth of her teenage daughter's son. (A birth is "unattended" if it did not take place in a hospital, and was not attended by a doctor or midwife). Supposed Madelyn told a health department worker that her daughter, Stanley Ann, had given birth, at home, on Friday evening, August 4, 1961. Suppose Madelyn also said that only she and Stanley Ann were present during the delivery. Suppose Madelyn was able to provide the Department of Health with the following documentation:
Given the above information, the Hawaii Department of Health -- under the laws in effect in 1961 -- might have issued a Hawaiian birth certificate to Barack Obama II, even though no one outside of his immediate family had actually witnessed or confirmed his birth in Hawaii. (Western Journalism, June 10 Report). If the above scenario had actually occurred, it is possible that Barack Obama might have been born outside of Hawaii, and Madelyn Dunham merely registered Barack Obama's birth in Hawaii, as an "unattended" birth [37]. In the absence of an original long-form birth certificate, such a possibility, however implausible or far fetched, cannot be entirely ruled out. Until President Obama releases an original birth certificate showing independent corroboration of his birth in Hawaii, no one can say for sure whether the President meets the first requirement of natural born citizenship -- birth within the United States.
24. Do birthers actually believe that President Obama was born in a foreign country?Birthers are divided over the birthplace issue. Some believe President Obama was born outside the United States. Others believe that, when the President's birth certificate is released, it will show conclusively that he was born in Hawaii. Most birthers, when asked, "Is Barack Obama a U.S. citizen? Was he born in Hawaii? Is he eligible to serve as President?", will generally answer: "We don't know. That's what we are trying to find out!" Joseph Farah, a well-known "birther" spokesperson, emphasizes that he is not claiming that President Obama is ineligible: I remain absolutely agnostic on the question of whether Obama is constitutionally eligible to serve. I just plain don't know -- and I'm honest enough to say it, over and over again. (Joseph Farah, Who are the real conspiracy theorists?, March 1, 2010) The birthers.org website does not claim that Barack Obama was born in a foreign country. It says there is uncertainty regarding the President's place of birth and calls for a resolution of this uncertainty: The question of Barrack Hussein Obama, II's actual location of birth is of great concern. Until he releases his vault copy, of the long form birth certificate and supporting evidence such as the hospital records, this issue will haunt him for his entire term in office. (Birther website article: Where in the World Was Obama Born?) Among the various attorneys and plaintiffs who have filed lawsuits challenging the President's eligibility and/or seeking the release of his original long-form birth certificate, there is no consensus of opinion regarding the President's actual place of birth.
As this Primer has pointed out, there are facts which give rise to suspicion and doubt regarding the President's place of birth. However, at the time of this writing, we are not aware of any evidentiary fact (a fact that a court would accept as evidence) challenging Obama's purported birth in Hawaii.
In at least one legal case in which a plaintiff's lawsuit was based solely on the birthplace/birth certificate issue, a court found insufficient factual evidence to proceed: Plaintiff presents nothing but conjecture and subjective belief to substantiate the basis for her claims (Judge Xavier Rodriguez, as quoted in Order Denying Orly Taitz's Recusal) Regarding the birthplace/birth certificate issue, the birther viewpoint could be summarized as follows: We cannot draw any conclusion regarding President Obama's birthplace, until he releases original documents which (a) identify the source of his birth information, and (b) show independent third-party (non-family-member) corroboration of that information. At best, we can only say that Barack Obama was probably born in Hawaii. The assertion that he was definitely born in Hawaii is based on assumption, not fact. There is insufficient information in the public domain to support such an assertion. 25. If President Obama's birth certificate shows conclusively that he was born in Hawaii, would it end the eligibility controversy?Definitely not! President Obama has stated publicly that his father was not a U.S. citizen. According to the birthers' understanding of American history, if his father was not a U.S. citizen, President Obama cannot be a Constitutional natural born citizen, regardless of where he was born. If President Obama was born in Hawaii, he could be regarded as a statutory natural born citizen, but he would not necessarily be a Constitutional natural born citizen (See Question 8). Regardless of what his birth certificate says, Obama's presidential eligibility will never be settled or resolved, until the Supreme Court decides whether the U.S.-born children of non-U.S.-citizen parents are Constitutional natural born citizens.
26. Aren't Obama eligibility challenges merely partisan attacks by Republicans against a Democratic president?The first eligibility lawsuit against Barack Obama was filed by Phil Berg, a lifelong Democrat. Five days before the Republican National Convention, John McCain's eligibility was challenged in court (California lawsuit questions McCain's Eligibility for Presidency). In Donofrio v. Wells (October 2008), the plaintiff sought to remove three presidential candidates from the New Jersey ballot during the 2008 presidential election: Democratic candidate Barack Obama, Republican candidate John McCain, and Socialist Workers Party candidate Roger Calero. All three were subject to foreign legal jurisdiction at birth. John McCain was born in the Colon Hospital, in Colon, Panama. He was not born in the Panama Canal Zone as widely believed. (See John McCain's short-form Certificate of Live Birth, and long-form birth certificate). McCain was a U.S. citizen at birth, due to the fact that his parents were U.S. citizens. His citizenship status was, from birth, also "governed" by Panamanian law, due to the fact that he was born in Panama. By Panamanian law, he acquired, at birth, the option of becoming a Panamanian citizen. (Why For McCain But Not For Obama?). Roger Calero was born in Nicaragua. At the time of his presidential candidacy, he was not a U.S. citizen. The Republican Party has a history of accommodating presidential candidates whose Constitutional eligibility is uncertain.
Given its history of eligibility-questionable presidential candidates, the Republican Party would be guilty of hypocrisy if it were to challenge President Obama's eligibility. Moreover, if the Courts find that Barack Obama is ineligible, it is likely that John McCain is ineligible as well, since neither candidate was subject to sole and complete U.S. jurisdiction at the time of his birth. In this case, both major political parties might be required to reimburse presidential campaign financing they received from the Federal government in 2008. This would be a non-issue for the Democratic Party which accepted little, if any, Federal monies during the 2008 presidential campaign. However, the McCain campaign received substantial Federal funding. If McCain were found to be an ineligible presidential candidate and if, as a result, the RNC were required to return government monies it had received in 2008 for McCain's presidential campaign, the Republican Party could go into bankruptcy. Given the financial risk, albeit remote, that McCain's questionable eligibility poses, the Republican Party is not likely to challenge Obama's eligibility at this time.
27. What is "Quo Warranto"?Quo Warranto (Latin for "by what warrant?") is a judicial hearing for the purpose of determining whether an elected or appointed public official has legal authority to hold the office he or she is currently holding. (Charlton). In a quo warranto action, the burden of proof lies with the public official whose eligibility is being challenged. The office holder is asked to substantiate her or his authority to hold public office. If the office holder cannot or will not do so, he or she is removed from office. Various states and the District of Columbia have enacted their own quo warranto laws. These non-Federal laws should not be confused with the Federal quo warranto statute. Congress enacted the Federal quo warranto statute in 1902 and revised it in 1963 to is present form. This statute consists of three sections, labeled 16-3501, 16-3502 and 16-3503 respectively. All three sections can be found here: Chapter 35, Subchapter I, Actions against Officers of the United States Section 16-3501 states: A quo warranto may be issued from the United States District Court for the District of Columbia in the name of the United States against a person who within the District of Columbia usurps, intrudes into, or unlawfully holds or exercises, a franchise conferred by the United States or a public office of the United States, civil or military. The proceedings shall be deemed a civil action. This section, as written, suggests:
In theory, a quo warranto can remove a sitting president who is found to be ineligible. Attorney Mario Apuzzo has questioned this theory (Quo Warranto and the Kerchner v. Obama). Attorney Leo Donofrio insists the theory is sound and explains why (Misconceptions about Quo Warranto). Direct Challenge: A "direct" quo warranto challenge, if successful, would remove an ineligible elected or appointed Federal official from office. A "direct" challenge cannot be instituted unless there is an evidentiary fact which directly impugns a person's eligibility to hold the Federal office he or she is currently holding. At the time of this writing, the only such fact challenging Obama's eligibility is his dual nationality at birth. A variety of other facts, such as Obama's refusal to release his original long-form birth certificate, give rise to suspicion and doubt, but they lack evidentiary value. The Constitution does not require U.S. presidents to release their birth certificates. Speculation as to what Obama's birth certificate might or might not reveal does not constitute a fact. When given a substantive evidentiary fact that directly challenges a Federal office holder's eligibility, any of the following may institute a "direct" Federal quo warranto proceeding in the DC District Court.
Since the U.S. Attorney General and the U.S. Attorney for the District of Columbia are Obama appointees, the Justice Department is not likely to institute a "direct" quo warranto action against the President, and is not likely to grant permission to a "third person" wishing to pursue such an action. However, an "interested person" may petition the DC District Court directly, without the Justice Department's permission. 2008 presidential and vice presidential candidates -- including, but not necessarily limited to, Mike Huckabee, Sarah Palin and Mitt Romney -- might qualify as "interested persons". Plausibly, any one of them could bypass the Justice Department, go directly to the DC District Court, and ask for permission to initiate a quo warranto regarding Obama's presidential eligibility. In Newman v. United States (1915), the Supreme Court expanded the meaning of "interested person". The Court said: The rule is the same regardless whether the office is elective or appointive. For in neither case is there any intent to permit the public office to be the subject matter of private litigation at the instance of one who has no interest therein which differs from that of every other member of the public. The claim that this construction makes the statute nugatory cannot be sustained, for the statute, as already pointed out, gives a person who has been unlawfully ousted before his term expired a right, on proof of interest, to the issuance of the writ, and there might be cases under the civil service law in which the relator would have an interest and therefore a right to be heard. (Newman v. United States, 1915, boldface emphasis added) The meaning of "cases under the civil service law" is not clear. It might mean that someone like Inspector general Gerald Walpin, who was fired from his civil service job by Obama, might qualify as an "interested person". Indirect Challenge: The Supreme Court, in Andrade v. Lauer (1984), said that, if you were harmed by an official action taken by an ineligible Federal office holder, you may file an "indirect" (or "collateral") challenge against the official action, on the basis of the office holder's ineligibility. In the Andrade case, the plaintiffs were Government employees who lost their jobs to "reduction in force" ordinances which cut whole departments from the Government budget. The plaintiffs sued alleging those who did the cutting were not Constitutionally qualified to make such decisions in that their appointments violated the appointments clause of the US Constitution. An "indirect" challenge, if successful, would not remove an usurper from office, but it would undo the usurper's action which had caused harm or injury. An indirect challenge to an official action by the Obama administration would not remove the President from office, but would bring about a public hearing into the President's eligibility to hold office.
28. What can we do?(1) Learn the "core" facts which give rise to doubts regarding the President's eligibility. These facts include, but are not limited to, the following:
Of these two fact, the only fact having evidentiary value is the fact of his dual nationality at birth. All other facts, including Obama's refusal to release his original birth records, give rise to suspicion and doubt, but do not constitute "factual evidence". (2) Avoid -- and encourage others to avoid -- mischaracterizing the birther controversy as being solely about Obama's birthplace and birth certificate. In general, birthers do not deny that it is possible, if not probable, that Obama was born in Hawaii. Far more important is the fact that, regardless of his place of birth, Obama acquired dual nationality at birth. Birthers are well advised to vigorously demand that, whenever the birth certificate issue is mentioned, the dual citizenship issue be mentioned as well. The uncertainty surrounding the President's eligibility arise from two sources: the fact that Obama has not released original documents showing independent third-party non-family-member corroboration of his birth information, and the fact that the Supreme Court, in 1874, expressed doubts concerning the natural born citizenship of U.S.-born children whose parents were not both U.S. citizens. Both sources should be included in any discussion of the President's eligibility. (3) Inform your elected representatives of the facts which give rise to doubts concerning the President's eligibility to hold office. Ask your elected representatives to facilitate and support a timely resolution of these doubts. (4) Ask your U.S. senators and U.S. representatives to enact Federal legislation requiring future presidential and vice presidential candidates to establish their eligibility prior to running for office. An example of such legislation is H.R.1503, the purpose of which is: To amend the Federal Election Campaign Act of 1971 to require the principal campaign committee of a candidate for election to the office of President to include with the committee's statement of organization a copy of the candidate's birth certificate, together with such other documentation as may be necessary to establish that the candidate meets the qualifications for eligibility to the Office of President under the Constitution. (H.R.1503) (5) Ask your State representatives to support State legislation barring from the State ballot any presidential or vice presidential candidate who fails to conclusively establish his or her eligibility to hold office. (Table of Bills Pending in State Legislatures Regarding Eligibility for the Presidency). (6) If you know persons or businesses which have suffered "concrete and particularized injury" (loss of job, loss of franchise, loss of income or investment, etc.) as a direct result of an official action by President Obama, let them know they might be able to challenge the official action and obtain relief, on the basis of the President's ineligibility. Encourage them to discuss the matter with an attorney. (7) If you have access to any of the 2008 presidential and vice presidential candidates, let them know they might have standing, as "interested persons", to petition the DC District Court for permission to begin a quo warranto regarding President Obama's eligibility. The petitioner does not need to believe that the President is ineligible; he or she only needs to believe that "clearing the air" of uncertainty surrounding the President's eligibility is in the nation's best interest. After filing a petition, the petitioner's personal involvement in the matter would end; the lawyers would take over from there. (8) Stay informed. From time to time, these sites provide news, commentary and information regarding the Obama eligibility controversy, and the various eligibility lawsuits currently in progress:
Footnotes
ReferencesAcknowledgmentsSpecial thanks to:
Nevertheless, the information and opinions in this Primer are solely those of its author and do not necessarily reflect the views of those who have offered comments and criticisms.
The author of this Primer is neither a historian nor a lawyer. Nothing in this document should be construed to be, or used as, legal advice on any matter. To contact the author, please go to this contact page using a Java-applet-enabled browser. This Primer is intended to be just that -- a primer. Its purpose is to provide a brief introduction to the Obama presidential eligibility controversy from the birthers' perspective. Readers are encouraged to use this Primer as a springboard for their own research.
Revision Log02/21/2010: This Primer was published as a substantial rewrite of an earlier version, dated June 5, 2009. 02/23/2010: Answer to Question 17 was revised to improve clarity 02/24/2010: Footnote 4 added. Other footnote numbers shifted accordingly. 02/25/2010: Minor wording changes and spelling corrections. 02/26/2010: Fixed broken link in Footnote 3. In Question 22, sentence beginning with "At the time of this writing" was revised for clarity. 03/01/2010: New material added to Questions 10, 24 and 26. 03/03/2010: Questions 15 and 24 edited for clarity. 03/04/2010: Question 1 was updated to include new information regarding the meaning of the word "birther". 03/07/2010: All references to the Obama File website have been removed from this Primer, solely because that website is now accessible by paid subscription only. The site remains a useful source of information for readers who do not mind paying the subscription fee. Footnotes 17 and 18 were revised for clarity. 03/09/2010: Updated answer to question 23.
CopyrightCopyright © 2009-2010 Stephen Tonchen |
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